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Natalie Lamarque

Chief Legal Officer, Managing Director, and Secretary at The Vanguard Group

No current adviser or broker registrationSEC record checked 18 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Natalie Lamarque is Chief Legal Officer, Managing Director, and Secretary of The Vanguard Group, Inc., a Malvern investment adviser managing $11.1T. Natalie Lamarque has passed the Series 7, Series 24 and SIE.

Role at The Vanguard Group

Title on Schedule A
Chief Legal Officer, Managing Director, and Secretary
Control
Natalie Lamarque is a control person of The Vanguard Group.
Ownership
An individual ownership band is not available in the source record.
Tenure
Natalie Lamarque has held the filed role since September 2025.

The firm

The Vanguard Group, Inc.
Malvern, PA

Form ADV filed 21 September 2026

$11.1T AUM228 clients19 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed Series 24 and SIE · 2018
  2. Passed Series 7 · 2016

Registrations and exams

No current adviser or broker registration. Natalie Lamarque has passed 3 qualifying exams.

Examinations

Series 2430 March 2018
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 721 December 2016
Name
General Securities Representative Examination

Individual record

Full name
Natalie Lamarque
CRD
6719424
Firm
The Vanguard Group, Inc.
Registration status
No current adviser or broker registration
Firm bio
corporate.vanguard.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Vanguard identifies Natalie Lamarque as chief legal officer and managing director of its Office of the General Counsel, and as secretary of the board. Official firm biography

Education

Common questions

Where does Natalie Lamarque work?

Natalie Lamarque has been Chief Legal Officer, Managing Director, and Secretary of The Vanguard Group, Inc. since September 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 21 September 2026

Does Natalie Lamarque have a current investment-adviser registration?

Natalie Lamarque has no current investment-adviser or broker registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Natalie Lamarque passed?

Natalie Lamarque has passed 3 licensing exams: the Series 7, Series 24 and SIE. The earliest, the Series 7, was passed in December 2016.

Source: IAPD individual record, checked 18 October 2026

Leadership at The Vanguard Group

Sources

  1. IAPD individual record, CRD 6719424. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of The Vanguard Group, Inc., filed 21 September 2026. Title, control and ownership bands.
  3. The Vanguard Group team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Natalie Lamarque or The Vanguard Group, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.