Rebecca Desoto has been an investment adviser representative at Maia Wealth since August 2023, and is not listed among the firm’s executive officers or direct owners.
Maia Wealth, LLC is a Denver, CO firm with $973M under management, 2,148 clients and 36 advisers across 9 offices, as of its May 2026 filing.
Rebecca Desoto’s longest registration was 7 years at Trilogy Capital, Inc. (2016–2023). Before joining Maia Wealth in 2023, Rebecca Desoto was registered through Trilogy Capital, Inc. and National Planning Corporation ("NPC of America" in FL & NY).
- Simplicity WealthAlso current– present · under a yearDenver, CO · Adviser representative · Firm CRD 300572
- Trilogy Capital, Inc.– · 7 yearsDenver, CO · Adviser representative · Firm CRD 281597
- National Planning Corporation ("NPC of America" in FL & NY)– · 1 yearDenver, CO · Adviser representative · Firm CRD 29604
Investment adviser representative registrations
Rebecca Desoto is registered as an investment adviser representative in Colorado, since August 2023.
- ColoradoSince 30 August 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 9 November 2015 |
| Series 7 | General Securities Representative Examination | 8 October 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Rebecca Rose Desoto
- CRD
- 6436513
- Firm
- Maia Wealth · CRD 292817
- Office
- 1331 17TH STREET, SUITE 800, Denver, CO 80202
- Registration
- Investment adviser registration
- In the industry since
- October 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Rebecca Desoto work?
Rebecca Desoto is an investment adviser representative registered through Maia Wealth, LLC since August 2023, and is not listed among the firm’s executive officers or direct owners.
Is Rebecca Desoto a financial advisor?
Yes. Rebecca Desoto has a current investment-adviser registration in Colorado, through Maia Wealth since August 2023.
How many years of experience does Rebecca Desoto have?
Rebecca Desoto has 11 years in the financial industry, since October 2015, across 4 adviser firms.
What exams has Rebecca Desoto passed?
Rebecca Desoto has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2015. FINRA credited Rebecca Desoto with the SIE, which began in October 2018.
Where did Rebecca Desoto work before Maia Wealth?
Before Maia Wealth, Rebecca Desoto was registered through Trilogy Capital, Inc., March 2016 to August 2023; National Planning Corporation ("NPC of America" in FL & NY), November 2015 to March 2017.
Where is Rebecca Desoto based?
Rebecca Desoto’s registered office is in Denver, CO.
Is Rebecca Desoto registered with FINRA?
No. Rebecca Desoto has no current broker registration.
How can I verify Rebecca Desoto’s record?
Search CRD 6436513 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Rebecca Desoto’s full registration record.