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Ralph Haberli

President and Chief Executive Officer at Financial Engines Advisors

No current adviser or broker registration

Ralph Haberli is President and Chief Executive Officer of Financial Engines Advisors L.L.C., a Santa Clara investment adviser managing $326B. Ralph Haberli has passed the Series 7, Series 63 and Series 24.

3
Licensing exams

From the IAPD record · data retrieved 17 October 2026SEC record

Career

Ralph Haberli has been President and Chief Executive Officer of Financial Engines Advisors since October 2025. Ralph Haberli is a control person of the firm and directly owns under 5% of it. Ralph Haberli earned an MBA from Northwestern University’s Kellogg School of Management and a bachelor’s degree in history from Yale University.

Financial Engines Advisors L.L.C. is a Santa Clara, CA firm with $326B under management, 1,244,406 clients and 553 advisers across 132 offices, as of its July 2026 filing.

Ralph Haberli joined EFE as president in July 2025 and was appointed CEO in November 2025. He shapes the firm’s long-term vision and growth strategy. Before joining EFE, he led Capital Group’s Institutional & Retirement Client Group, held senior roles at BlackRock, and began his career at Boston Consulting Group.

No adviser firm registrations are on Ralph Haberli’s record.

Credentials and registrations

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 243 February 2015
Name
General Securities Principal Examination
Series 6323 February 2009
Name
Uniform Securities Agent State Law Examination
Series 717 November 2008
Name
General Securities Representative Examination

Individual record

Full name
Ralph Ernst Haberli
CRD
5573096
Firm bio
edelmanfinancialengines.com

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Ralph Haberli work?

Ralph Haberli has been President and Chief Executive Officer of Financial Engines Advisors L.L.C. since October 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 24 July 2026

Does Ralph Haberli have a current investment-adviser registration?

Ralph Haberli has no current investment-adviser or broker registration.

Source: IAPD individual record, checked 17 October 2026

What exams has Ralph Haberli passed?

Ralph Haberli has passed 3 licensing exams: the Series 7, Series 63 and Series 24. The earliest, the Series 7, was passed in November 2008. FINRA credited Ralph Haberli with the SIE, which began in October 2018.

Source: IAPD individual record, checked 17 October 2026

Leadership at Financial Engines Advisors

Sources

  1. IAPD individual record, CRD 5573096. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Financial Engines Advisors L.L.C., filed 24 July 2026. Title, control and ownership bands.
  3. Financial Engines Advisors team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

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