Role at Financial Engines Advisors
- Title on Schedule A
- Vice President, Chief Compliance Officer
- Control
- Elizabeth Hansen is a control person of Financial Engines Advisors.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Elizabeth Hansen has held the filed role since July 2026.
The firm
Form ADV filed 24 July 2026
Career on record
- Passed Series 79TO, Series 6TO and Series 57TO · 2023
- Wealth Enhancement Advisory Services, LLC– · 2 yearsOlathe, KS · Adviser representative · Firm CRD 116407
- Passed SIE · 2018
- Passed Series 24 · 2000
- Passed Series 7 and Series 55 · 1999
- Passed Series 6 and Series 63 · 1996
Registrations and exams
No current adviser or broker registration. Elizabeth Hansen has passed 9 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 24 May 1996 |
| Series 24 | General Securities Principal Examination | 17 April 2000 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 2 January 2023 |
| Series 57TO | Securities Trader Exam | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 55 | Limited Representative-Equity Trader Exam | 24 June 1999 |
| Series 7 | General Securities Representative Examination | 12 April 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 2 May 1996 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Trader Exam
- Name
- Securities Industry Essentials Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Elizabeth Ann Hansen
- CRD
- 2199658
- Registration status
- No current adviser or broker registration
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Elizabeth Hansen work?
Elizabeth Hansen has been Vice President, Chief Compliance Officer of Financial Engines Advisors L.L.C. since July 2026, and is a control person of the firm.
Does Elizabeth Hansen have a current investment-adviser registration?
Elizabeth Hansen has no current investment-adviser or broker registration, as of 17 October 2026.
What exams has Elizabeth Hansen passed?
Elizabeth Hansen has passed 9 licensing exams: the Series 6, Series 63, Series 7, Series 55, Series 24, SIE, Series 79TO, Series 6TO and Series 57TO. The earliest, the Series 6, was passed in May 1996.
Where was Elizabeth Hansen previously registered as an investment adviser?
Elizabeth Hansen has past investment-adviser registrations through Wealth Enhancement Advisory Services, LLC, March 2022 to May 2024, across 1 firm.
Leadership at Financial Engines Advisors
- Ralph HaberliPresident and Chief Executive Officer
- Greg CorsoExecutive Vice President, Chief Marketing Officer
Steven GavenExecutive Vice President, Chief Financial Officer- Neil GilfedderExecutive Vice President, Chief Investment Officer
- Michael LierschExecutive Vice President, Chief Planning Officer
- Lewis AntoneEVP, Chief Legal and Risk Officer