Career
Pierre Caramazza has been Member of Board of Managers of Royce & Associates since January 2026. Pierre Caramazza is a control person of the firm and directly owns under 5% of it.
Royce & Associates, LP is a New York, NY firm with $12.4B under management, 979 clients and 30 advisers across 2 offices, as of its February 2026 filing.
No adviser firm registrations are on Pierre Caramazza’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 30 | NFA Branch Manager Examination | 20 February 2014 |
| Series 3 | National Commodity Futures Examination | 19 December 2013 |
| Series 24 | General Securities Principal Examination | 16 March 2006 |
| Series 7 | General Securities Representative Examination | 7 November 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 August 1997 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 27 March 1997 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- NFA Branch Manager Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Pierre Camille Caramazza
- CRD
- 2839190
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Pierre Caramazza work?
Pierre Caramazza has been Member of Board of Managers of Royce & Associates, LP since January 2026, and is a control person of the firm.
Does Pierre Caramazza have a current investment-adviser registration?
Pierre Caramazza has a current broker registration and no current investment-adviser registration.
What exams has Pierre Caramazza passed?
Pierre Caramazza has passed 7 licensing exams: the Series 6, Series 63, Series 7, Series 24, Series 3, Series 30 and Series 99TO. The earliest, the Series 6, was passed in March 1997. FINRA credited Pierre Caramazza with the SIE, which began in October 2018.
Leadership at Royce & Associates
- Christopher ClarkMember of Board of Managers, President and Chief Executive Officer, and Limited Partner
- John DenneenMember of Board of Managers, General Counsel, Secretary & Chief Legal and Chief Compliance Officer, and Limited Partner
- Matthew NichollsMember of Board of Managers
- Seok OhMember of Board of Managers
- Lindsey OshitaMember of Board of Managers