Career
Christopher Clark has been Member of Board of Managers, President and Chief Executive Officer, and Limited Partner of Royce & Associates since July 2014. Christopher Clark is a control person of the firm and directly owns under 5% of it. Christopher Clark holds a Bachelor’s degree from Yale University.
Royce & Associates, LP is a New York, NY firm with $12.4B under management, 979 clients and 30 advisers across 2 offices, as of its February 2026 filing.
Royce identifies Chris Clark as chief executive officer and co-chief investment officer. Before joining the firm in 2007, he held positions at UBS, Turnstone Capital, Morgan Stanley and Discount Corporation of New York.
No adviser firm registrations are on Christopher Clark’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 21 October 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 5 October 2007 |
| Series 7 | General Securities Representative Examination | 20 September 2007 |
| Series 65 | Uniform Investment Adviser Law Examination | 5 August 1992 |
| Series 3 | National Commodity Futures Examination | 25 October 1991 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- National Commodity Futures Examination
Individual record
- Full name
- Christopher Dewitt Clark
- CRD
- 1735713
- Firm bio
- royceinvest.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Christopher Clark work?
Christopher Clark has been Member of Board of Managers, President and Chief Executive Officer, and Limited Partner of Royce & Associates, LP since July 2014, and is a control person of the firm.
Does Christopher Clark have a current investment-adviser registration?
Christopher Clark has a current broker registration and no current investment-adviser registration.
What exams has Christopher Clark passed?
Christopher Clark has passed 5 licensing exams: the Series 3, Series 65, Series 7, Series 24 and Series 63. The earliest, the Series 3, was passed in October 1991. FINRA credited Christopher Clark with the SIE, which began in October 2018.