Career
Matthew Nicholls has been Member of Board of Managers of Royce & Associates since November 2020. Matthew Nicholls is a control person of the firm and directly owns under 5% of it.
Royce & Associates, LP is a New York, NY firm with $12.4B under management, 979 clients and 30 advisers across 2 offices, as of its February 2026 filing.
No adviser firm registrations are on Matthew Nicholls’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 23 December 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 February 2004 |
| Series 7 | General Securities Representative Examination | 6 February 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Matthew Nicholls
- CRD
- 4707836
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Matthew Nicholls work?
Matthew Nicholls has been Member of Board of Managers of Royce & Associates, LP since November 2020, and is a control person of the firm.
Does Matthew Nicholls have a current investment-adviser registration?
Matthew Nicholls has no current investment-adviser or broker registration.
What exams has Matthew Nicholls passed?
Matthew Nicholls has passed 3 licensing exams: the Series 7, Series 63 and Series 24. The earliest, the Series 7, was passed in February 2004. FINRA credited Matthew Nicholls with the SIE, which began in October 2018.
Leadership at Royce & Associates
- Christopher ClarkMember of Board of Managers, President and Chief Executive Officer, and Limited Partner
- John DenneenMember of Board of Managers, General Counsel, Secretary & Chief Legal and Chief Compliance Officer, and Limited Partner
- Pierre CaramazzaMember of Board of Managers
- Seok OhMember of Board of Managers
- Lindsey OshitaMember of Board of Managers