Career
Phillip Evans has held the title Member at Valeo Financial Advisors since May 2003. Phillip Evans is a control person of the firm and directly owns between 5% and 10% of it. Phillip Evans holds a BA in Organizational Communications from The Ohio State University.
Valeo Financial Advisors, LLC is a Carmel, IN firm with $13B under management, 3,042 clients and 119 advisers across 17 offices, as of its April 2026 filing.
Valeo lists Rick Evans on its team page and identifies his education and Certified Financial Planner credential.
- – present · 23 yearsEstero, FL · Adviser representative · Firm CRD 127132
- The Valeo Financial Group, LLC– · 1 yearIndianapolis, IN · Adviser representative · Firm CRD 120881
Credentials and registrations
Professional designations
Listed by Valeo Financial Advisors and the sources below
- Certified Financial Planner
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Florida | Approved | 27 October 2025 |
| Indiana | Approved | 28 May 2003 |
- Status
- Approved
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 9 May 1991 |
| Series 7 | General Securities Representative Examination | 3 May 1991 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Phillip Richard Evans
- CRD
- 2129789
- Office
- Estero, FL
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Phillip Evans work?
Phillip Evans has held the title Member at Valeo Financial Advisors, LLC since May 2003, and is a control person of the firm.
Is Phillip Evans a financial advisor?
Yes. Phillip Evans has a current investment-adviser registration in Florida and Indiana, through Valeo Financial Advisors since May 2003.
How many years of experience does Phillip Evans have?
Phillip Evans has 24 years in the financial industry, since May 2002, across 2 adviser firms.
What exams has Phillip Evans passed?
Phillip Evans has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in May 1991.
Where is Phillip Evans based?
Phillip Evans’ registered office is in Estero, FL.
Is Phillip Evans a CFP?
Valeo Financial Advisors lists Phillip Evans with the CFP credential (“Certified Financial Planner”) on its website. CFP Board confirms certification status.
Source: Official firm biography