Career
John Wortman has been Chief Executive Officer, Member of Valeo Financial Advisors since May 2003. John Wortman is a control person of the firm and directly owns between 25% and 50% of it. John Wortman studied at Indiana University.
Valeo Financial Advisors, LLC is a Carmel, IN firm with $13B under management, 3,042 clients and 119 advisers across 17 offices, as of its April 2026 filing.
Valeo lists John Wortman among its team members.
- – present · 23 yearsCarmel, IN · Adviser representative · Firm CRD 127132
- The Valeo Financial Group, LLC– · 1 yearIndianapolis, IN · Adviser representative · Firm CRD 120881
Credentials and registrations
Professional designations
Listed by Valeo Financial Advisors and the sources below
- CFP designation
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Indiana | Approved | 28 May 2003 |
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 26 September 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 August 1995 |
| Series 7 | General Securities Representative Examination | 21 August 1995 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- John Thomas Wortman
- CRD
- 2635477
- Office
- 10 W. CARMEL DR STE 400, Carmel, IN 46032-3357
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does John Wortman work?
John Wortman has been Chief Executive Officer, Member of Valeo Financial Advisors, LLC since May 2003, and is a control person of the firm.
Is John Wortman a financial advisor?
Yes. John Wortman has a current investment-adviser registration in Indiana, through Valeo Financial Advisors since May 2003.
How many years of experience does John Wortman have?
John Wortman has 24 years in the financial industry, since May 2002, across 2 adviser firms.
What exams has John Wortman passed?
John Wortman has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in August 1995.
Where is John Wortman based?
John Wortman’s registered office is in Carmel, IN.
Is John Wortman a CFP?
Valeo Financial Advisors lists John Wortman with the CFP credential (“CFP designation”) on its website. CFP Board confirms certification status.
Source: Valeo official team roster