Paul Thompson has been an investment adviser representative at Guncheon Financial since January 2021, and is not listed among the firm’s executive officers or direct owners.
Guncheon Financial LLC is a Dubuque, IA firm with $146M under management, 1,258 clients and 4 advisers across 5 offices, as of its July 2026 filing.
- – present · 5 yearsWestby, WI · Adviser representative · Firm CRD 277091
Investment adviser representative registrations
Paul Thompson is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2021; the most recent is Texas, in April 2026.
- TexasResidentSince 27 April 2026
- WisconsinSince 6 January 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 17 December 2020 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Paul Matthew Thompson
- CRD
- 7326415
- Firm
- Guncheon Financial · CRD 277091
- Office
- Westby, WI
- Registration
- Investment adviser registration
- In the industry since
- January 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Paul Thompson work?
Paul Thompson is an investment adviser representative registered through Guncheon Financial LLC since January 2021, and is not listed among the firm’s executive officers or direct owners.
Is Paul Thompson a financial advisor?
Yes. Paul Thompson has a current investment-adviser registration in Texas and Wisconsin, through Guncheon Financial since January 2021.
How many years of experience does Paul Thompson have?
Paul Thompson has 5 years in the financial industry, since January 2021, across 1 adviser firm.
What exams has Paul Thompson passed?
Paul Thompson passed the Series 65 in December 2020.
Where is Paul Thompson based?
Paul Thompson’s registered office is in Westby, WI.
Is Paul Thompson registered with FINRA?
No. Paul Thompson has no current broker registration.
How can I verify Paul Thompson’s record?
Search CRD 7326415 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Paul Thompson’s full registration record.
