Justin Smith has been Managing Member & CCO of Guncheon Financial since August 2025, is a control person of the firm and directly owns between 50% and 75% of it.
Guncheon Financial LLC is a Dubuque, IA firm with $146M under management, 1,258 clients and 4 advisers across 5 offices, as of its July 2026 filing.
- – present · 8 yearsDubuque, IA · Adviser representative · Firm CRD 277091
Investment adviser representative registrations
Justin Smith is registered as an investment adviser representative in 6 states, as a resident of Texas. The first approvals date from February 2018; the most recent is Texas, in April 2026.
- IllinoisSince 24 April 2026
- IowaSince 20 February 2018
- MichiganSince 17 February 2026
- MinnesotaSince 24 April 2026
- TexasResidentSince 27 April 2026
- WisconsinSince 16 January 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 February 2018 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 September 2012 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 August 2012 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Justin D Smith
- CRD
- 6091584
- Firm
- Guncheon Financial · CRD 277091
- Role
- Managing Member & CCO
- Office
- 1545 ASSOCIATES DRIVE, SUITE 104, Dubuque, IA 52002
- Registration
- Investment adviser registration
- In the industry since
- February 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does Justin Smith work?
Justin Smith has been Managing Member & CCO of Guncheon Financial LLC since August 2025, and is a control person of the firm.
Is Justin Smith a financial advisor?
Yes. Justin Smith has a current investment-adviser registration in Illinois, Iowa, Michigan, Minnesota, Texas and Wisconsin, through Guncheon Financial since February 2018.
How many years of experience does Justin Smith have?
Justin Smith has 8 years in the financial industry, since February 2018, across 1 adviser firm.
What exams has Justin Smith passed?
Justin Smith has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in August 2012.
Where is Justin Smith based?
Justin Smith’s registered office is in Dubuque, IA.
Is Justin Smith registered with FINRA?
No. Justin Smith has no current broker registration.
How can I verify Justin Smith’s record?
Search CRD 6091584 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Justin Smith’s full registration record.
