Keith Leverentz has held the title Member at Guncheon Financial since August 2025, is a control person of the firm and directly owns between 50% and 75% of it.
Guncheon Financial LLC is a Dubuque, IA firm with $146M under management, 1,258 clients and 4 advisers across 5 offices, as of its July 2026 filing.
Keith Leverentz is President and founder of The Life Group.
- – present · 1 yearDubuque, IA · Adviser representative · Firm CRD 277091
Professional designations
Listed by Guncheon Financial
- National Social Security Advisor (NSSA®)
Investment adviser representative registrations
Keith Leverentz is registered as an investment adviser representative in 3 states. The first approvals date from July 2025; the most recent is Illinois, in April 2026.
- IllinoisSince 27 April 2026
- IowaSince 17 July 2025
- MinnesotaSince 24 April 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 June 2025 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 July 2003 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 July 2003 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Keith Thomas Leverentz
- CRD
- 4676424
- Firm
- Guncheon Financial · CRD 277091
- Role
- Member
- Office
- 1545 ASSOCIATES DRIVE, SUITE 104, Dubuque, IA 52002
- Registration
- Investment adviser registration
- In the industry since
- July 2025
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- thelifegroupllc.com
Where does Keith Leverentz work?
Keith Leverentz has held the title Member at Guncheon Financial LLC since August 2025, and is a control person of the firm.
Is Keith Leverentz a financial advisor?
Yes. Keith Leverentz has a current investment-adviser registration in Illinois, Iowa and Minnesota, through Guncheon Financial since July 2025.
How many years of experience does Keith Leverentz have?
Keith Leverentz has 1 year in the financial industry, since July 2025, across 1 adviser firm.
What exams has Keith Leverentz passed?
Keith Leverentz has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in July 2003.
Where is Keith Leverentz based?
Keith Leverentz’s registered office is in Dubuque, IA.
Is Keith Leverentz registered with FINRA?
No. Keith Leverentz has no current broker registration.
How can I verify Keith Leverentz’s record?
Search CRD 4676424 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Keith Leverentz’s full registration record.