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Paul Lapiana

Director at MML Investors Services

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
6
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Paul Lapiana is Director of MML Investors Services, LLC, a Springfield investment adviser managing $116B. Paul Lapiana has a current broker registration and no current investment-adviser registration and has passed 6 licensing exams.

Role at MML Investors Services

Title on Schedule A
Director
Control
Paul Lapiana is a control person of MML Investors Services.
Ownership
An individual ownership band is not available in the source record.
Tenure
Paul Lapiana has held the filed role since June 2023.

The firm

MML Investors Services, LLC
Springfield, MA

Form ADV filed 3 September 2026

$116B AUM454,836 clients4,961 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 24 · 2000
  3. Passed Series 7 · 1999
  4. Passed Series 65 · 1998
  5. Passed Series 63 and Series 6 · 1992

Registrations and exams

Broker registration; no current adviser registration. Paul Lapiana has passed 6 qualifying exams.

Examinations

Series 6514 December 1998
Name
Uniform Investment Adviser Law Examination
Series 6318 July 1992
Name
Uniform Securities Agent State Law Examination
Series 2430 June 2000
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 726 April 1999
Name
General Securities Representative Examination
Series 627 August 1992
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Paul Anthony Lapiana
CRD
2237245
Firm
MML Investors Services, LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Paul Lapiana work?

Paul Lapiana has been Director of MML Investors Services, LLC since June 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 3 September 2026

Does Paul Lapiana have a current investment-adviser registration?

Paul Lapiana has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Paul Lapiana passed?

Paul Lapiana has passed 6 licensing exams: the Series 63, Series 6, Series 65, Series 7, Series 24 and SIE. The earliest, the Series 63, was passed in July 1992.

Source: IAPD individual record, checked 17 October 2026

Leadership at MML Investors Services

Sources

  1. IAPD individual record, CRD 2237245. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of MML Investors Services, LLC, filed 3 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Paul Lapiana or MML Investors Services, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.