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George Randall

Field Risk Officer at MML Investors Services

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
7
Licensing exams

IAPD record retrieved 18 October 2026SEC record

George Randall is Field Risk Officer of MML Investors Services, LLC, a Springfield investment adviser managing $116B. George Randall has a current broker registration and no current investment-adviser registration and has passed 7 licensing exams.

Role at MML Investors Services

Title on Schedule A
Field Risk Officer
Control
George Randall is a control person of MML Investors Services.
Ownership
An individual ownership band is not available in the source record.
Tenure
George Randall has held the filed role since May 2025.

The firm

MML Investors Services, LLC
Springfield, MA

Form ADV filed 3 September 2026

$116B AUM454,836 clients4,961 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 52TO · 2023
  2. Passed Series 63 · 2022
  3. Passed SIE · 2018
  4. Passed Series 53 and Series 4 · 2009
  5. Passed Series 24 · 2008
  6. Passed Series 7 · 2007

Registrations and exams

Broker registration; no current adviser registration. George Randall has passed 7 qualifying exams.

Examinations

Series 6321 November 2022
Name
Uniform Securities Agent State Law Examination
Series 43 September 2009
Name
Registered Options Principal Examination
Series 5324 July 2009
Name
Municipal Securities Principal Examination
Series 2423 January 2008
Name
General Securities Principal Examination
Series 52TO2 January 2023
Name
Municipal Securities Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 75 October 2007
Name
General Securities Representative Examination

Individual record

Full name
George Ashley Randall
CRD
4881503
Firm
MML Investors Services, LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does George Randall work?

George Randall has been Field Risk Officer of MML Investors Services, LLC since May 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 3 September 2026

Does George Randall have a current investment-adviser registration?

George Randall has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has George Randall passed?

George Randall has passed 7 licensing exams: the Series 7, Series 24, Series 53, Series 4, SIE, Series 63 and Series 52TO. The earliest, the Series 7, was passed in October 2007.

Source: IAPD individual record, checked 18 October 2026

Leadership at MML Investors Services

Sources

  1. IAPD individual record, CRD 4881503. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of MML Investors Services, LLC, filed 3 September 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with George Randall or MML Investors Services, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.