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David Mink

Vice President and Chief Operations Officer at MML Investors Services

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
6
Licensing exams

IAPD record retrieved 17 October 2026SEC record

David Mink is Vice President and Chief Operations Officer of MML Investors Services, LLC, a Springfield investment adviser managing $116B. David Mink has a current broker registration and no current investment-adviser registration and has passed 6 licensing exams.

Role at MML Investors Services

Title on Schedule A
Vice President and Chief Operations Officer
Control
David Mink is a control person of MML Investors Services.
Ownership
An individual ownership band is not available in the source record.
Tenure
David Mink has held the filed role since March 2017.

The firm

MML Investors Services, LLC
Springfield, MA

Form ADV filed 3 September 2026

$116B AUM454,836 clients4,961 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 24 · 1999
  4. Passed Series 7, Series 63 and Series 65 · 1995

Registrations and exams

Broker registration; no current adviser registration. David Mink has passed 6 qualifying exams.

Examinations

Series 651 May 1995
Name
Uniform Investment Adviser Law Examination
Series 6325 April 1995
Name
Uniform Securities Agent State Law Examination
Series 2414 January 1999
Name
General Securities Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 717 April 1995
Name
General Securities Representative Examination

Individual record

Full name
David Myers Mink
CRD
2606831
Firm
MML Investors Services, LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does David Mink work?

David Mink has been Vice President and Chief Operations Officer of MML Investors Services, LLC since March 2017, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 3 September 2026

Does David Mink have a current investment-adviser registration?

David Mink has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has David Mink passed?

David Mink has passed 6 licensing exams: the Series 7, Series 63, Series 65, Series 24, SIE and Series 99TO. The earliest, the Series 7, was passed in April 1995.

Source: IAPD individual record, checked 17 October 2026

Leadership at MML Investors Services

Sources

  1. IAPD individual record, CRD 2606831. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of MML Investors Services, LLC, filed 3 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with David Mink or MML Investors Services, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.