Role at The Mather Group
- Title on Schedule A
- Manager
- Control
- Pamela Popp is a control person of The Mather Group.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Pamela Popp has held the filed role since March 2022.
The firm
Form ADV filed 4 September 2026
Career on record
- Passed Series 99TO · 2023
- Passed Series 79 and SIE · 2018
- Lockton Investment Advisors, LLC– · 7 yearsKansas City, MO · Adviser representative · Firm CRD 144133
- Captrust Financial Advisors– · 2 yearsLeawood, KS · Adviser representative · Firm CRD 126291
- Passed Series 65 · 2012
- Passed Series 7 and Series 24 · 2004
- Passed Series 26 · 2001
- Passed Series 63 and Series 6 · 1996
Registrations and exams
No current adviser or broker registration. Pamela Popp has passed 9 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 23 June 2012 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 February 1996 |
| Series 24 | General Securities Principal Examination | 3 September 2004 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 2 March 2001 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 79 | Investment Banking Registered Representative Examination | 25 July 2018 |
| Series 7 | General Securities Representative Examination | 8 March 2004 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 22 February 1996 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Pamela Ann Popp
- CRD
- 2715434
- Registration status
- No current adviser or broker registration
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Pamela Popp work?
Pamela Popp has been Manager of The Mather Group, LLC since March 2022, and is a control person of the firm.
Does Pamela Popp have a current investment-adviser registration?
Pamela Popp has no current investment-adviser or broker registration, as of 17 October 2026.
What exams has Pamela Popp passed?
Pamela Popp has passed 9 licensing exams: the Series 63, Series 6, Series 26, Series 7, Series 24, Series 65, Series 79, SIE and Series 99TO. The earliest, the Series 63, was passed in February 1996.
Where was Pamela Popp previously registered as an investment adviser?
Pamela Popp has past investment-adviser registrations through Lockton Investment Advisors, LLC, September 2014 to August 2021; Captrust Financial Advisors, June 2012 to June 2014, across 2 firms.
Leadership at The Mather Group
- Jennifer Des GroseilliersChief Executive Officer
- Michael CastleforteVice President and Assistant Secretary / Manager
- Boris RapoportVice President and Assistant Secretary / Manager
- Ryan WickertChief Financial Officer
- Stuart EvansChief Compliance Officer
- Daniel BryantManager
- Jay KrehbielManager
- Kristen OziemkowskiChief Operations Officer, Business Operations/Solutions
- Brooke Skinner RickettsManager
- Shundrawn ThomasManager
- Cyrus WalkerManager
- Jon ZindelMember