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Kristen Oziemkowski

Chief Operations Officer, Business Operations/Solutions at The Mather Group

Investment adviser registrationChicago, ILSEC record checked 18 October 2026

9
Years in the industry
9
Years at the firm
1
Adviser firms
1
State registrations

IAPD record retrieved 18 October 2026SEC record

Kristen Oziemkowski is Chief Operations Officer, Business Operations/Solutions of The Mather Group, LLC, a Chicago investment adviser managing $13.4B. Kristen Oziemkowski has been registered through The Mather Group since 9 September 2017, has 9 years in the industry across 1 firm and has passed the Series 65.

Role at The Mather Group

Title on Schedule A
Chief Operations Officer, Business Operations/Solutions
Control
Kristen Oziemkowski is a control person of The Mather Group.
Ownership
An individual ownership band is not available in the source record.
Tenure
Kristen Oziemkowski has held the filed role since January 2022.

The firm

The Mather Group, LLC
Chicago, IL

Form ADV filed 4 September 2026

$13.4B AUM4,773 clients97 advisers64 offices

Career on record

Kristen Oziemkowski has been registered through The Mather Group since September 2017.

Firms and exams, newest first
  1. The Mather Group, LLCCurrent
    – present · 9 years
    Chicago, IL · Adviser representative · Firm CRD 156005
  2. Passed Series 65 · 2017

Registrations and exams

Kristen Oziemkowski has a current investment-adviser registration in Illinois and has passed 1 qualifying exam.

Illinois9 September 2017
Scope
Investment adviser representative
Status
Approved

Examinations

Series 659 September 2017
Name
Uniform Investment Adviser Law Examination

Individual record

Full name
Kristen Rebecca Oziemkowski
CRD
6840356
Firm
The Mather Group, LLC
Registration status
Investment adviser registration
Office
353 N. CLARK STREET, SUITE 2775, Chicago, IL 60654
Firm bio
themathergroup.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

The Mather Group identifies Kristen Oziemkowski as Chief Operating Officer. Official firm biography

Education

Common questions

Where does Kristen Oziemkowski work?

Kristen Oziemkowski has been Chief Operations Officer, Business Operations/Solutions of The Mather Group, LLC since January 2022, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 4 September 2026

Is Kristen Oziemkowski a financial advisor?

Yes. Kristen Oziemkowski has a current investment-adviser registration in Illinois, through The Mather Group since September 2017, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

How many years of experience does Kristen Oziemkowski have?

Kristen Oziemkowski has worked in the financial industry for 9 years as of 18 October 2026, counted from 8 September 2017, across 1 adviser firm.

Source: IAPD individual record, checked 18 October 2026

What exams has Kristen Oziemkowski passed?

Kristen Oziemkowski passed the Series 65 in September 2017.

Source: IAPD individual record, checked 18 October 2026

Where is Kristen Oziemkowski based?

Kristen Oziemkowski’s registered office is in Chicago, IL.

Source: IAPD individual record, checked 18 October 2026

Leadership at The Mather Group

Sources

  1. IAPD individual record, CRD 6840356. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of The Mather Group, LLC, filed 4 September 2026. Title, control and ownership bands.
  3. The Mather Group team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Kristen Oziemkowski or The Mather Group, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.