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Jon Zindel

Member at The Mather Group

No current adviser or broker registrationSEC record checked 17 October 2026

0
Past adviser firms
6
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Jon Zindel holds the title Member at The Mather Group, LLC, a Chicago investment adviser managing $13.4B. Jon Zindel has passed 6 licensing exams.

Role at The Mather Group

Title on Schedule A
Member
Control
Jon Zindel is not a control person of The Mather Group.
Ownership
An individual ownership band is not available in the source record.
Tenure
Jon Zindel has held the filed role since January 2026.

The firm

The Mather Group, LLC
Chicago, IL

Form ADV filed 4 September 2026

$13.4B AUM4,773 clients97 advisers64 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 7, Series 24 and Series 63 · 2013
  4. Passed Series 27 · 2012

Registrations and exams

No current adviser or broker registration. Jon Zindel has passed 6 qualifying exams.

Examinations

Series 634 December 2013
Name
Uniform Securities Agent State Law Examination
Series 2426 March 2013
Name
General Securities Principal Examination
Series 275 September 2012
Name
Financial and Operations Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 720 February 2013
Name
General Securities Representative Examination

Individual record

Full name
Jon Walter Zindel
CRD
2792693
Firm
The Mather Group, LLC
Registration status
No current adviser or broker registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Jon Zindel work?

Jon Zindel has held the title Member at The Mather Group, LLC since January 2026.

Source: Form ADV, Schedule A, filed 4 September 2026

Does Jon Zindel have a current investment-adviser registration?

Jon Zindel has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Jon Zindel passed?

Jon Zindel has passed 6 licensing exams: the Series 27, Series 7, Series 24, Series 63, SIE and Series 99TO. The earliest, the Series 27, was passed in September 2012.

Source: IAPD individual record, checked 17 October 2026

Leadership at The Mather Group

  • Jennifer Des Groseilliers
    Chief Executive Officer
  • Michael Castleforte
    Vice President and Assistant Secretary / Manager
  • Boris Rapoport
    Vice President and Assistant Secretary / Manager
  • Ryan Wickert
    Chief Financial Officer
  • Stuart Evans
    Chief Compliance Officer
  • Daniel Bryant
    Manager
  • Jay Krehbiel
    Manager
  • Kristen Oziemkowski
    Chief Operations Officer, Business Operations/Solutions
  • Pamela Popp
    Manager
  • Brooke Skinner Ricketts
    Manager
  • Shundrawn Thomas
    Manager
  • Cyrus Walker
    Manager

Sources

  1. IAPD individual record, CRD 2792693. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of The Mather Group, LLC, filed 4 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Jon Zindel or The Mather Group, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.