Role at CWM
- Title on Schedule A
- Founder and Chairman
- Control
- Omani Carson is a control person of CWM.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Omani Carson has held the filed role since November 2010.
The firm
Career on record
- Passed SIE · 2018
- Carson Group Investing– · 7 yearsOmaha, NE · Adviser representative · Firm CRD 291744
- Passed Series 31 · 2003
- Passed Series 65 · 1996
- LPL Financial LLC– · 17 yearsOmaha, NE · Adviser representative · Firm CRD 6413
- Passed Series 24 · 1992
- Passed Series 63 · 1990
- Passed Series 7 · 1988
- Passed Series 6 · 1987
- Passed Series 22 · 1984
Registrations and exams
No current adviser or broker registration. Omani Carson has passed 8 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 August 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 September 1990 |
| Series 24 | General Securities Principal Examination | 29 September 1992 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 31 | Futures Managed Funds Examination | 31 October 2003 |
| Series 7 | General Securities Representative Examination | 17 December 1988 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 12 November 1987 |
| Series 22 | Direct Participation Programs Representative Examination | 18 December 1984 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Direct Participation Programs Representative Examination
Individual record
- Full name
- Omani Rose Carson
- CRD
- 1238219
- Firm
- CWM, LLC
- Registration status
- No current adviser or broker registration
- Firm bio
- carsongroup.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Omani Carson is founder and chairman of Carson Group, whose businesses include Carson Wealth, Carson Coaching and Carson Partners. Carson Group, Omani Carson biography
Common questions
Where does Omani Carson work?
Omani Carson has been Founder and Chairman of CWM, LLC since November 2010, and is a control person of the firm.
Does Omani Carson have a current investment-adviser registration?
Omani Carson has no current investment-adviser or broker registration, as of 17 October 2026.
What exams has Omani Carson passed?
Omani Carson has passed 8 licensing exams: the Series 22, Series 6, Series 7, Series 63, Series 24, Series 65, Series 31 and SIE. The earliest, the Series 22, was passed in December 1984.
Where was Omani Carson previously registered as an investment adviser?
Omani Carson has past investment-adviser registrations through Carson Group Investing, July 2018 to June 2025; Cwm, LLC, July 2011 to June 2025; LPL Financial LLC, February 1994 to August 2011, across 3 firms.
Leadership at CWM
- Kristin StreffChief Compliance Officer
- John BoyleSVP, RIA Operations
- Lantz HuntSVP, Chief Integrations Officer
- George WhiteCEO