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John Boyle

SVP, RIA Operations at CWM

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
7
Licensing exams

IAPD record retrieved 17 October 2026SEC record

John Boyle is SVP, RIA Operations of CWM, LLC, a Omaha investment adviser managing $50.6B. John Boyle has a current broker registration and no current investment-adviser registration and has passed 7 licensing exams.

Role at CWM

Title on Schedule A
SVP, RIA Operations
Control
John Boyle is a control person of CWM.
Ownership
An individual ownership band is not available in the source record.
Tenure
John Boyle has held the filed role since January 2025.

The firm

CWM, LLC
Omaha, NE

Form ADV filed 30 September 2026

$50.6B AUM52,669 clients472 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 3 · 2016
  3. Passed Series 24 · 2013
  4. Passed Series 63 · 2011
  5. Passed Series 4 · 2004
  6. Passed Series 55 · 1999
  7. Passed Series 7 · 1996

Registrations and exams

Broker registration; no current adviser registration. John Boyle has passed 7 qualifying exams.

Examinations

Series 637 July 2011
Name
Uniform Securities Agent State Law Examination
Series 2417 September 2013
Name
General Securities Principal Examination
Series 44 November 2004
Name
Registered Options Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 326 July 2016
Name
National Commodity Futures Examination
Series 5521 October 1999
Name
Limited Representative-Equity Trader Exam
Series 729 October 1996
Name
General Securities Representative Examination

Individual record

Full name
John Thomas Boyle
CRD
1242536
Firm
CWM, LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does John Boyle work?

John Boyle has been SVP, RIA Operations of CWM, LLC since January 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 September 2026

Does John Boyle have a current investment-adviser registration?

John Boyle has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has John Boyle passed?

John Boyle has passed 7 licensing exams: the Series 7, Series 55, Series 4, Series 63, Series 24, Series 3 and SIE. The earliest, the Series 7, was passed in October 1996.

Source: IAPD individual record, checked 17 October 2026

Leadership at CWM

Sources

  1. IAPD individual record, CRD 1242536. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of CWM, LLC, filed 30 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with John Boyle or CWM, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.