Nina Adams has been Owner and Investment Adviser Representative of Af Advisors since March 2010, is not listed as a control person, but directly owns between 10% and 25% of the firm.
Af Advisors, Inc. is a Sacramento, CA firm with $480M under management, 43 clients and 2 advisers across 2 offices, as of its March 2026 filing.
Nina Adams’ longest registration is the current one, 15 years at Af Advisors since 2010. Before joining Af Advisors in 2010, Nina Adams was registered through Citigroup Global Markets Inc. and Morgan Stanley.
- – present · 15 yearsSacramento, CA · Adviser representative · Firm CRD 149683
- Citigroup Global Markets Inc.– · 2 yearsSacramento, CA · Adviser representative · Firm CRD 7059
- Morgan Stanley– · 7 yearsSacramento, CA · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
Nina Adams is registered as an investment adviser representative in California, since November 2010.
- CaliforniaSince 18 November 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 17 November 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 September 1991 |
| Series 7 | General Securities Representative Examination | 23 August 1991 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nina Engineer Adams
- CRD
- 2163086
- Firm
- Af Advisors · CRD 149683
- Role
- Owner and Investment Adviser Representative
- Office
- 3508 Cody Way, Ste 100, Sacramento, CA 95864
- Registration
- Investment adviser registration
- In the industry since
- April 2001
- Disciplinary history
- Not yet shown here · SEC record
Where does Nina Adams work?
Nina Adams has been Owner and Investment Adviser Representative of Af Advisors, Inc. since March 2010.
Is Nina Adams a financial advisor?
Yes. Nina Adams has a current investment-adviser registration in California, through Af Advisors since November 2010.
How many years of experience does Nina Adams have?
Nina Adams has 25 years in the financial industry, since April 2001, across 3 adviser firms.
What exams has Nina Adams passed?
Nina Adams has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in August 1991.
Where did Nina Adams work before Af Advisors?
Before Af Advisors, Nina Adams was registered through Citigroup Global Markets Inc., October 2004 to January 2007; Morgan Stanley, July 1997 to October 2004.
Where is Nina Adams based?
Nina Adams’ registered office is in Sacramento, CA.
Is Nina Adams registered with FINRA?
No. Nina Adams has no current broker registration.
How can I verify Nina Adams’ record?
Search CRD 2163086 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nina Adams’ full registration record.