Jeffrey Adams has been President and Chief Compliance Officer of Af Advisors since April 2009, is a control person of the firm and directly owns 75% or more of it.
Af Advisors, Inc. is a Sacramento, CA firm with $480M under management, 43 clients and 2 advisers across 2 offices, as of its March 2026 filing.
Jeffrey Adams’ longest registration is the current one, 17 years at Af Advisors since 2009. Before joining Af Advisors in 2009, Jeffrey Adams was registered through Citigroup Global Markets Inc. and Morgan Stanley.
- – present · 17 yearsSacramento, CA · Adviser representative · Firm CRD 149683
- Citigroup Global Markets Inc.– · 4 yearsSacramento, CA · Adviser representative · Firm CRD 7059
- Morgan Stanley– · 6 yearsSacramento, CA · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
Jeffrey Adams is registered as an investment adviser representative in California, since April 2009.
- CaliforniaSince 7 April 2009
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 31 | Futures Managed Funds Examination | 25 April 1996 |
| Series 65 | Uniform Investment Adviser Law Examination | 10 April 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 March 1996 |
| Series 7 | General Securities Representative Examination | 22 March 1996 |
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jeffrey Sherburne Adams
- CRD
- 2712051
- Firm
- Af Advisors · CRD 149683
- Role
- President and Chief Compliance Officer
- Office
- 3508 Cody Way, Suite 100, Sacramento, CA 95864
- Registration
- Investment adviser registration
- In the industry since
- July 1998
- Disciplinary history
- Not yet shown here · SEC record
Where does Jeffrey Adams work?
Jeffrey Adams has been President and Chief Compliance Officer of Af Advisors, Inc. since April 2009, and is a control person of the firm.
Is Jeffrey Adams a financial advisor?
Yes. Jeffrey Adams has a current investment-adviser registration in California, through Af Advisors since April 2009.
How many years of experience does Jeffrey Adams have?
Jeffrey Adams has 28 years in the financial industry, since July 1998, across 3 adviser firms.
What exams has Jeffrey Adams passed?
Jeffrey Adams has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 31. The earliest, the Series 7, was passed in March 1996.
Where did Jeffrey Adams work before Af Advisors?
Before Af Advisors, Jeffrey Adams was registered through Morgan Stanley, July 1998 to October 2004.
Where is Jeffrey Adams based?
Jeffrey Adams’ registered office is in Sacramento, CA.
Is Jeffrey Adams registered with FINRA?
No. Jeffrey Adams has no current broker registration.
How can I verify Jeffrey Adams’ record?
Search CRD 2712051 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeffrey Adams’ full registration record.