Nicole Mitela has been an investment adviser representative at DiPaolo Financial Group since November 2020, and is not listed among the firm’s executive officers or direct owners.
Dipaolo Financial Group, Inc. is a Lutz, FL firm with $168M under management, 408 clients and 3 advisers in one office, as of its April 2026 filing.
Nicole Mitela’s longest registration is the current one, 5 years at DiPaolo Financial Group since 2020. Before joining DiPaolo Financial Group in 2020, Nicole Mitela was registered through Morgan Stanley.
- – present · 5 yearsLutz, FL · Adviser representative · Firm CRD 309637
- Morgan Stanley– · under a yearTampa, FL · Adviser representative · Firm CRD 149777
Investment adviser representative registrations
Nicole Mitela is registered as an investment adviser representative in 2 states. Each was approved in November 2020.
- FloridaSince 30 November 2020
- TexasSince 24 November 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 31 July 2020 |
| Series 7TO | General Securities Representative Examination | 17 June 2020 |
| SIE | Securities Industry Essentials Examination | 23 December 2019 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Nicole Ann Mitela
- CRD
- 7172743
- Firm
- DiPaolo Financial Group · CRD 309637
- Office
- 4635 VAN DYKE ROAD, Lutz, FL 33558
- Registration
- Investment adviser registration
- In the industry since
- September 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does Nicole Mitela work?
Nicole Mitela is an investment adviser representative registered through Dipaolo Financial Group, Inc. since November 2020, and is not listed among the firm’s executive officers or direct owners.
Is Nicole Mitela a financial advisor?
Yes. Nicole Mitela has a current investment-adviser registration in Florida and Texas, through DiPaolo Financial Group since November 2020.
How many years of experience does Nicole Mitela have?
Nicole Mitela has 6 years in the financial industry, since September 2020, across 2 adviser firms.
What exams has Nicole Mitela passed?
Nicole Mitela has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in December 2019.
Where did Nicole Mitela work before DiPaolo Financial Group?
Before DiPaolo Financial Group, Nicole Mitela was registered through Morgan Stanley, August 2020 to August 2020.
Where is Nicole Mitela based?
Nicole Mitela’s registered office is in Lutz, FL.
Is Nicole Mitela registered with FINRA?
No. Nicole Mitela has no current broker registration.
How can I verify Nicole Mitela’s record?
Search CRD 7172743 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicole Mitela’s full registration record.
