Karen DiPaolo is a control person of DiPaolo Financial Group and directly owns under 5% of it.
DiPaolo Financial Group is an investment adviser based in Lutz, FL, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $168 million, as filed on 17 April 2026. Its fees, ownership and offices are on the firm’s profile.
Karen DiPaolo is Chief Compliance Officer and Chief Operating Officer of DiPaolo Financial Group. She handles the operations, back end management and compliance of the firm. She comes from a background in law enforcement and assists clients with their daily financial needs and requests.
- CRD
- 7658941
- Firm
- DiPaolo Financial Group · CRD 309637
- Role
- Chief Compliance Officer
- In role since
- November 2022 · 3 years
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Lutz, FL
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- dipaolofinancial.com
Where does Karen DiPaolo work?
Karen DiPaolo has been Chief Compliance Officer of Dipaolo Financial Group, Inc. since November 2022, and is a control person of the firm.
How can I verify Karen DiPaolo’s record?
Karen DiPaolo’s role is listed on Dipaolo Financial Group, Inc.’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 309637.
