Joseph Dipaolo has been President of DiPaolo Financial Group since November 2007, is a control person of the firm and directly owns 75% or more of it.
Dipaolo Financial Group, Inc. is a Lutz, FL firm with $168M under management, 408 clients and 3 advisers in one office, as of its April 2026 filing.
Joseph Dipaolo’s longest registration is the current one, 6 years at DiPaolo Financial Group since 2020. Before joining DiPaolo Financial Group in 2020, Joseph Dipaolo was registered through J. W. Cole Advisors, Inc. and Global Financial Private Capital, LLC.
- – present · 6 yearsLutz, FL · Adviser representative · Firm CRD 309637
- J. W. Cole Advisors, Inc.– · 1 yearLutz, FL · Adviser representative · Firm CRD 112294
- Global Financial Private Capital, LLC– · 3 yearsLutz, FL · Adviser representative · Firm CRD 132070
- Integrity Advisory Group– · 4 yearsTampa, FL · Adviser representative · Firm CRD 156237
Investment adviser representative registrations
Joseph Dipaolo is registered as an investment adviser representative in 2 states. Each was approved in August 2020.
- FloridaSince 27 August 2020
- TexasSince 27 August 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 15 December 2010 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Joseph Lauria Dipaolo
- CRD
- 5879175
- Firm
- DiPaolo Financial Group · CRD 309637
- Role
- President
- Office
- 4635 VAN DYKE ROAD, Lutz, FL 33558
- Registration
- Investment adviser registration
- In the industry since
- April 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Joseph Dipaolo work?
Joseph Dipaolo has been President of Dipaolo Financial Group, Inc. since November 2007, and is a control person of the firm.
Is Joseph Dipaolo a financial advisor?
Yes. Joseph Dipaolo has a current investment-adviser registration in Florida and Texas, through DiPaolo Financial Group since August 2020.
How many years of experience does Joseph Dipaolo have?
Joseph Dipaolo has 15 years in the financial industry, since April 2011, across 4 adviser firms.
What exams has Joseph Dipaolo passed?
Joseph Dipaolo passed the Series 65 in December 2010.
Where did Joseph Dipaolo work before DiPaolo Financial Group?
Before DiPaolo Financial Group, Joseph Dipaolo was registered through Global Financial Private Capital, LLC, July 2015 to May 2019; Integrity Advisory Group, March 2011 to July 2015.
Where is Joseph Dipaolo based?
Joseph Dipaolo’s registered office is in Lutz, FL.
Is Joseph Dipaolo registered with FINRA?
No. Joseph Dipaolo has no current broker registration.
How can I verify Joseph Dipaolo’s record?
Search CRD 5879175 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Dipaolo’s full registration record.
