Nicole Glazer has been an investment adviser representative at Sage Rhino Capital since December 2017, and is not listed among the firm’s executive officers or direct owners.
Sage Rhino Capital LLC is a Menlo Park, CA firm with $884M under management, 196 clients and 4 advisers in one office, as of its March 2026 filing.
Nicole Glazer’s longest registration is the current one, 8 years at Sage Rhino Capital since 2017. Before joining Sage Rhino Capital in 2017, Nicole Glazer was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Sage Rhino Capital LLCCurrent– present · 8 yearsMenlo Park, CA · Adviser representative · Firm CRD 290148
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 1 yearMenlo Park, CA · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Nicole Glazer is registered as an investment adviser representative in California, since December 2017.
- CaliforniaSince 15 December 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 13 October 2016 |
| Series 7 | General Securities Representative Examination | 12 August 2016 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nicole Allana Glazer
- CRD
- 6664364
- Firm
- Sage Rhino Capital · CRD 290148
- Office
- 101 JEFFERSON DRIVE, Menlo Park, CA 94025
- Registration
- Investment adviser registration
- In the industry since
- August 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Nicole Glazer work?
Nicole Glazer is an investment adviser representative registered through Sage Rhino Capital LLC since December 2017, and is not listed among the firm’s executive officers or direct owners.
Is Nicole Glazer a financial advisor?
Yes. Nicole Glazer has a current investment-adviser registration in California, through Sage Rhino Capital since December 2017.
How many years of experience does Nicole Glazer have?
Nicole Glazer has 10 years in the financial industry, since August 2016, across 2 adviser firms.
What exams has Nicole Glazer passed?
Nicole Glazer has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2016. FINRA credited Nicole Glazer with the SIE, which began in October 2018.
Where is Nicole Glazer based?
Nicole Glazer’s registered office is in Menlo Park, CA.
Is Nicole Glazer registered with FINRA?
No. Nicole Glazer has no current broker registration.
How can I verify Nicole Glazer’s record?
Search CRD 6664364 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicole Glazer’s full registration record.