Dana Franco-Young has been Chief of Sage Rhino Capital since January 2023, is a control person of the firm and directly owns under 5% of it.
Sage Rhino Capital LLC is a Menlo Park, CA firm with $884M under management, 196 clients and 4 advisers in one office, as of its March 2026 filing.
Dana Franco-Young’s longest registration was 14 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2003–2017). Before joining Sage Rhino Capital in 2017, Dana Franco-Young was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated and Salomon Smith Barney Inc.
- Sage Rhino Capital LLCCurrent– present · 8 yearsFederal Way, WA · Adviser representative · Firm CRD 290148
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 14 yearsMenlo Park, CA · Adviser representative · Firm CRD 7691
- Salomon Smith Barney Inc.– · 1 yearPalo Alto, CA · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
Dana Franco-Young is registered as an investment adviser representative in Washington, since November 2024.
- WashingtonSince 15 November 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 16 May 2008 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 12 April 2008 |
| Series 66 | Uniform Combined State Law Examination | 4 August 2000 |
| Series 7 | General Securities Representative Examination | 17 August 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Dana Elaine Franco-Young
- CRD
- 3013692
- Firm
- Sage Rhino Capital · CRD 290148
- Role
- Chief
- Office
- Federal Way, WA
- Registration
- Investment adviser registration
- In the industry since
- March 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Dana Franco-Young work?
Dana Franco-Young has been Chief of Sage Rhino Capital LLC since January 2023, and is a control person of the firm.
Is Dana Franco-Young a financial advisor?
Yes. Dana Franco-Young has a current investment-adviser registration in Washington, through Sage Rhino Capital since December 2017.
How many years of experience does Dana Franco-Young have?
Dana Franco-Young has 26 years in the financial industry, since March 2000, across 3 adviser firms.
What exams has Dana Franco-Young passed?
Dana Franco-Young has passed 4 licensing exams: the Series 7, Series 66, Series 10 and Series 9. The earliest, the Series 7, was passed in August 1999. FINRA credited Dana Franco-Young with the SIE, which began in October 2018.
Where did Dana Franco-Young work before Sage Rhino Capital?
Before Sage Rhino Capital, Dana Franco-Young was registered through Salomon Smith Barney Inc., December 2000 to June 2002.
Where is Dana Franco-Young based?
Dana Franco-Young’s registered office is in Federal Way, WA.
Is Dana Franco-Young registered with FINRA?
No. Dana Franco-Young has no current broker registration.
How can I verify Dana Franco-Young’s record?
Search CRD 3013692 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dana Franco-Young’s full registration record.