Nicholas Damiani has been Chief Administrative Officer of Mutual Advisors since January 2017, is a control person of the firm and directly owns under 5% of it.
Mutual Advisors, LLC is an Omaha, NE firm with $9.45B under management, 9,960 clients and 158 advisers across 76 offices, as of its September 2026 filing.
Nicholas Damiani’s longest registration is the current one, 13 years at Mutual Advisors since 2013. Before joining Mutual Advisors in 2013, Nicholas Damiani was registered through Mutual Securities, Inc.
- Mutual Advisors, LLCCurrent– present · 13 yearsWestlake Village, CA · Adviser representative · Firm CRD 167658
- Mutual Securities, Inc.– · 2 yearsCamarillo, CA · Adviser representative · Firm CRD 13092
Investment adviser representative registrations
Nicholas Damiani is registered as an investment adviser representative in California, since June 2013.
- CaliforniaSince 25 June 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 27 | Financial and Operations Principal Examination | 26 March 2012 |
| Series 24 | General Securities Principal Examination | 30 August 2011 |
| Series 66 | Uniform Combined State Law Examination | 10 May 2011 |
| Series 7 | General Securities Representative Examination | 21 February 2011 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Financial and Operations Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nicholas Arthur Damiani
- CRD
- 5669491
- Firm
- Mutual Advisors · CRD 167658
- Role
- Chief Administrative Officer
- Office
- 2625 Townsgate Rd., Ste. 200, Westlake Village, CA 91361
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2011
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Nicholas Damiani work?
Nicholas Damiani has been Chief Administrative Officer of Mutual Advisors, LLC since January 2017, and is a control person of the firm.
Is Nicholas Damiani a financial advisor?
Yes. Nicholas Damiani has a current investment-adviser registration in California, through Mutual Advisors since June 2013.
How many years of experience does Nicholas Damiani have?
Nicholas Damiani has 15 years in the financial industry, since February 2011, across 2 adviser firms.
What exams has Nicholas Damiani passed?
Nicholas Damiani has passed 5 licensing exams: the Series 7, Series 66, Series 24, Series 27 and Series 99TO. The earliest, the Series 7, was passed in February 2011. FINRA credited Nicholas Damiani with the SIE, which began in October 2018.
Where is Nicholas Damiani based?
Nicholas Damiani’s registered office is in Westlake Village, CA.
Is Nicholas Damiani registered with FINRA?
Yes. Nicholas Damiani has a current broker registration, under CRD 5669491.
Source: FINRA BrokerCheck
How can I verify Nicholas Damiani’s record?
Search CRD 5669491 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Nicholas Damiani’s full registration record.