Debra Shannon has been Chief Compliance Officer of Mutual Advisors since September 2026, is a control person of the firm and directly owns under 5% of it.
Mutual Advisors, LLC is an Omaha, NE firm with $9.45B under management, 9,960 clients and 158 advisers across 76 offices, as of its September 2026 filing.
No adviser firm registrations are on Debra Shannon’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 13 December 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 31 August 2006 |
| Series 7 | General Securities Representative Examination | 31 July 2006 |
- Name
- Compliance Officer Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Debra Dawn Shannon
- CRD
- 5021297
- Firm
- Mutual Advisors · CRD 167658
- Role
- Chief Compliance Officer
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Debra Shannon work?
Debra Shannon has been Chief Compliance Officer of Mutual Advisors, LLC since September 2026, and is a control person of the firm.
Does Debra Shannon have a current investment-adviser registration?
Debra Shannon has a current broker registration and no current investment-adviser registration.
What exams has Debra Shannon passed?
Debra Shannon has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 14. The earliest, the Series 7, was passed in July 2006. FINRA credited Debra Shannon with the SIE, which began in October 2018.
Is Debra Shannon registered with FINRA?
Yes. Debra Shannon has a current broker registration, under CRD 5021297.
Source: FINRA BrokerCheck
How can I verify Debra Shannon’s record?
Search CRD 5021297 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Debra Shannon’s full registration record.