Chris Tremble has been Vice President Operations of Mutual Advisors since November 2024, is a control person of the firm and directly owns under 5% of it.
Mutual Advisors, LLC is an Omaha, NE firm with $9.45B under management, 9,960 clients and 158 advisers across 76 offices, as of its September 2026 filing.
Chris Tremble’s longest registration was 4 years at Usaa Financial Planning Services (2013–2018). Before joining Mutual Advisors in 2024, Chris Tremble was registered through Charles Schwab & Co., Inc. and Usaa Investment Management Company.
- Mutual Advisors, LLCCurrent– present · 1 yearHampton, VA · Adviser representative · Firm CRD 167658
- Charles Schwab & Co., Inc.– · 4 yearsWestlake, TX · Adviser representative · Firm CRD 5393
- Usaa Investment Management Company– · 2 yearsSan Antonio, TX · Adviser representative · Firm CRD 5475
- Usaa Financial Planning Services– · 4 yearsAddison, TX · Adviser representative · Firm CRD 106352
- Usaa Investment Management Company– · under a yearColorado Springs, CO · Adviser representative · Firm CRD 5475
Investment adviser representative registrations
Chris Tremble is registered as an investment adviser representative in 2 states. The first approvals date from November 2024; the most recent is Virginia, in February 2025.
- TexasSince 13 November 2024
- VirginiaSince 20 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 10 | General Securities Sales Supervisor - General Module Examination | 26 February 2020 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 3 January 2020 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 5 June 2014 |
| Series 65 | Uniform Investment Adviser Law Examination | 12 April 2012 |
| Series 7 | General Securities Representative Examination | 12 September 2011 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 30 September 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 September 2009 |
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Chris Michael Tremble
- CRD
- 5711104
- Firm
- Mutual Advisors · CRD 167658
- Role
- Vice President Operations
- Office
- Hampton, VA
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2011
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Chris Tremble work?
Chris Tremble has been Vice President Operations of Mutual Advisors, LLC since November 2024, and is a control person of the firm.
Is Chris Tremble a financial advisor?
Yes. Chris Tremble has a current investment-adviser registration in Texas and Virginia, through Mutual Advisors since November 2024.
How many years of experience does Chris Tremble have?
Chris Tremble has 15 years in the financial industry, since February 2011, across 4 adviser firms.
What exams has Chris Tremble passed?
Chris Tremble has passed 7 licensing exams: the Series 63, Series 6, Series 7, Series 65, Series 24, Series 9 and Series 10. The earliest, the Series 63, was passed in September 2009. FINRA credited Chris Tremble with the SIE, which began in October 2018.
Where did Chris Tremble work before Mutual Advisors?
Before Mutual Advisors, Chris Tremble was registered through Usaa Investment Management Company, January 2018 to May 2020; Usaa Financial Planning Services, March 2013 to January 2018; Usaa Investment Management Company, April 2012 to April 2013.
Where is Chris Tremble based?
Chris Tremble’s registered office is in Hampton, VA.
Is Chris Tremble registered with FINRA?
Yes. Chris Tremble has a current broker registration, under CRD 5711104.
Source: FINRA BrokerCheck
How can I verify Chris Tremble’s record?
Search CRD 5711104 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Chris Tremble’s full registration record.