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Nancy Fahmy

Director at Merrill Lynch, Pierce, Fenner & Smith

Investment adviser and broker registrationsSEC record checked 17 October 2026

25
Years in the industry
20
Years at the firm
1
Adviser firms
3
State registrations

IAPD record retrieved 17 October 2026SEC record

Nancy Fahmy is Director of Merrill Lynch, Pierce, Fenner & Smith Incorporated, a New York investment adviser managing $1.78T. Nancy Fahmy has been registered through Merrill Lynch, Pierce, Fenner & Smith since 12 April 2006, has 25 years in the industry across 1 firm and has passed 7 licensing exams.

Role at Merrill Lynch, Pierce, Fenner & Smith

Title on Schedule A
Director
Control
Nancy Fahmy is a control person of Merrill Lynch, Pierce, Fenner & Smith.
Ownership
An individual ownership band is not available in the source record.
Tenure
Nancy Fahmy has held the filed role since January 2024.

The firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY

Form ADV filed 24 September 2026

$1.78T AUM1,838,984 clients25,721 advisers26 offices

Career on record

Nancy Fahmy has been registered through Merrill Lynch, Pierce, Fenner & Smith since April 2006.

Firms and exams, newest first
  1. Passed Series 10 · 2023
  2. Passed SIE · 2018
  3. Passed Series 3 · 2015
  4. Passed Series 31 · 2009
  5. Passed Series 24 · 2008
  6. Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
    – present · 20 years
    , · Adviser representative · Firm CRD 7691
  7. Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
    – present · 21 years
    Montvale, NJ · Adviser representative and broker · Firm CRD 7691
  8. Passed Series 7 and Series 66 · 2001

Registrations and exams

Nancy Fahmy has a current investment-adviser registration in Connecticut, New York and Texas and has passed 7 qualifying exams.

Connecticut9 January 2020
Scope
Investment adviser representative
Status
Approved
New York17 August 2021
Scope
Investment adviser representative
Status
Approved
Texas22 September 2006
Scope
Investment adviser representative
Status
Approved, resident

Examinations

Series 6617 December 2001
Name
Uniform Combined State Law Examination
Series 102 January 2023
Name
General Securities Sales Supervisor - General Module Examination
Series 243 November 2008
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 36 October 2015
Name
National Commodity Futures Examination
Series 319 February 2009
Name
Futures Managed Funds Examination
Series 712 April 2001
Name
General Securities Representative Examination

Individual record

Full name
Nancy Monir Fahmy
CRD
2689751
Firm
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Registration status
Investment adviser and broker registrations
Firm bio
newsroom.bankofamerica.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

A Bank of America announcement dated 15 March 2024 identifies Nancy Fahmy as head of the Investment Solutions Group at Merrill and Bank of America Private Bank. Bank of America announcement, 15 March 2024

Common questions

Where does Nancy Fahmy work?

Nancy Fahmy has been Director of Merrill Lynch, Pierce, Fenner & Smith Incorporated since January 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 24 September 2026

Is Nancy Fahmy a financial advisor?

Yes. Nancy Fahmy has a current investment-adviser registration in Connecticut, New York and Texas, through Merrill Lynch, Pierce, Fenner & Smith since April 2006, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Nancy Fahmy have?

Nancy Fahmy has worked in the financial industry for 25 years as of 17 October 2026, counted from 3 May 2001, across 1 adviser firm.

Source: IAPD individual record, checked 17 October 2026

What exams has Nancy Fahmy passed?

Nancy Fahmy has passed 7 licensing exams: the Series 7, Series 66, Series 24, Series 31, Series 3, SIE and Series 10. The earliest, the Series 7, was passed in April 2001.

Source: IAPD individual record, checked 17 October 2026

Leadership at Merrill Lynch, Pierce, Fenner & Smith

Sources

  1. IAPD individual record, CRD 2689751. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Merrill Lynch, Pierce, Fenner & Smith Incorporated, filed 24 September 2026. Title, control and ownership bands.
  3. Merrill Lynch, Pierce, Fenner & Smith team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Nancy Fahmy or Merrill Lynch, Pierce, Fenner & Smith Incorporated and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.