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David Tyrie

Director at Merrill Lynch, Pierce, Fenner & Smith

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
6
Licensing exams

IAPD record retrieved 17 October 2026SEC record

David Tyrie is Director of Merrill Lynch, Pierce, Fenner & Smith Incorporated, a New York investment adviser managing $1.78T. David Tyrie has a current broker registration and no current investment-adviser registration and has passed 6 licensing exams.

Role at Merrill Lynch, Pierce, Fenner & Smith

Title on Schedule A
Director
Control
David Tyrie is a control person of Merrill Lynch, Pierce, Fenner & Smith.
Ownership
An individual ownership band is not available in the source record.
Tenure
David Tyrie has held the filed role since July 2026.

The firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY

Form ADV filed 24 September 2026

$1.78T AUM1,838,984 clients25,721 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 10 · 2023
  2. Passed SIE · 2018
  3. Passed Series 24 · 2005
  4. Passed Series 7 · 2004
  5. Passed Series 63 · 1994
  6. Passed Series 6 · 1988

Registrations and exams

Broker registration; no current adviser registration. David Tyrie has passed 6 qualifying exams.

Examinations

Series 639 March 1994
Name
Uniform Securities Agent State Law Examination
Series 102 January 2023
Name
General Securities Sales Supervisor - General Module Examination
Series 2410 November 2005
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 712 February 2004
Name
General Securities Representative Examination
Series 66 December 1988
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
David C Tyrie
CRD
1740255
Firm
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Registration status
Broker registration; no current adviser registration
Firm bio
newsroom.bankofamerica.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Bank of America identifies David Tyrie as President of Marketing, Digital and Specialized Consumer Client Solutions. Official firm biography

Common questions

Where does David Tyrie work?

David Tyrie has been Director of Merrill Lynch, Pierce, Fenner & Smith Incorporated since July 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 24 September 2026

Does David Tyrie have a current investment-adviser registration?

David Tyrie has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has David Tyrie passed?

David Tyrie has passed 6 licensing exams: the Series 6, Series 63, Series 7, Series 24, SIE and Series 10. The earliest, the Series 6, was passed in December 1988.

Source: IAPD individual record, checked 17 October 2026

Leadership at Merrill Lynch, Pierce, Fenner & Smith

Sources

  1. IAPD individual record, CRD 1740255. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Merrill Lynch, Pierce, Fenner & Smith Incorporated, filed 24 September 2026. Title, control and ownership bands.
  3. Merrill Lynch, Pierce, Fenner & Smith team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with David Tyrie or Merrill Lynch, Pierce, Fenner & Smith Incorporated and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.