Michelle Gruber has been Founding Member and Manager of Alteri Wealth since May 2024, is a control person of the firm and directly owns between 50% and 75% of it.
Alteri Wealth LLC is a Westlake Village, CA firm with $566M under management, 350 clients and 3 advisers in one office, as of its June 2026 filing.
Michelle Gruber’s longest registration was 14 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2009–2024). Before joining Alteri Wealth in 2024, Michelle Gruber was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Financial Services Inc.
- Alteri WealthCurrent– present · 2 yearsWestlake Village, CA · Adviser representative · Firm CRD 331100
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 14 yearsWestlake Village, CA · Adviser representative · Firm CRD 7691
- UBS Financial Services Inc.– · 6 yearsCentury City, CA · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Michelle Gruber is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from May 2024; the most recent is Texas, in September 2024.
- CaliforniaSince 28 May 2024
- TexasResidentSince 12 September 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 23 January 2003 |
| Series 7 | General Securities Representative Examination | 4 December 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michelle R Gruber
- CRD
- 4587154
- Firm
- Alteri Wealth · CRD 331100
- Role
- Founding Member and Manager
- Office
- 4195 EAST THOUSAND OAKS BLVD., SUITE 250, Westlake Village, CA 91362
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2003
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Michelle Gruber work?
Michelle Gruber has been Founding Member and Manager of Alteri Wealth LLC since May 2024, and is a control person of the firm.
Is Michelle Gruber a financial advisor?
Yes. Michelle Gruber has a current investment-adviser registration in California and Texas, through Alteri Wealth since May 2024.
How many years of experience does Michelle Gruber have?
Michelle Gruber has 23 years in the financial industry, since February 2003, across 3 adviser firms.
What exams has Michelle Gruber passed?
Michelle Gruber has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 2002. FINRA credited Michelle Gruber with the SIE, which began in October 2018.
Where did Michelle Gruber work before Alteri Wealth?
Before Alteri Wealth, Michelle Gruber was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, November 2009 to May 2024; UBS Financial Services Inc., January 2003 to September 2009.
Where is Michelle Gruber based?
Michelle Gruber’s registered office is in Westlake Village, CA.
Is Michelle Gruber registered with FINRA?
Yes. Michelle Gruber has a current broker registration, under CRD 4587154.
Source: FINRA BrokerCheck
How can I verify Michelle Gruber’s record?
Search CRD 4587154 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michelle Gruber’s full registration record.
- Veronica HoyChief Operating Officer
- Roseann HigginsChief Compliance Officer
- Alex MarkowitzFounding Member and Manager