Veronica Hoy has been Chief Operating Officer of Alteri Wealth since May 2024, is a control person of the firm and directly owns under 5% of it.
Alteri Wealth LLC is a Westlake Village, CA firm with $566M under management, 350 clients and 3 advisers in one office, as of its June 2026 filing.
Veronica Hoy’s longest registration was 9 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2014–2024).
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 9 yearsWestlake Village, CA · Adviser representative · Firm CRD 7691
- Morgan Stanley– · under a yearWoodland Hills, CA · Adviser representative · Firm CRD 149777
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 31 December 2022 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 8 December 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 20 February 2013 |
| Series 7 | General Securities Representative Examination | 28 January 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 September 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 13 September 1996 |
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 2777976
- Firm
- Alteri Wealth · CRD 331100
- Role
- Chief Operating Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Veronica Hoy work?
Veronica Hoy has been Chief Operating Officer of Alteri Wealth LLC since May 2024, and is a control person of the firm.
Does Veronica Hoy have a current investment-adviser registration?
Veronica Hoy has no current investment-adviser or broker registration.
What exams has Veronica Hoy passed?
Veronica Hoy has passed 6 licensing exams: the Series 6, Series 63, Series 7, Series 66, Series 10 and Series 9. The earliest, the Series 6, was passed in September 1996. FINRA credited Veronica Hoy with the SIE, which began in October 2018.
Where was Veronica Hoy previously registered as an investment adviser?
Veronica Hoy has past investment-adviser registrations through Merrill Lynch, Pierce, Fenner & Smith Incorporated, September 2014 to May 2024; Morgan Stanley, February 2013 to December 2013, across 2 firms.
Is Veronica Hoy registered with FINRA?
No. Veronica Hoy has no current broker registration.
How can I verify Veronica Hoy’s record?
Search CRD 2777976 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Veronica Hoy’s full registration record.
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