Alex Markowitz has been Founding Member and Manager of Alteri Wealth since May 2024, is a control person of the firm and directly owns between 50% and 75% of it.
Alteri Wealth LLC is a Westlake Village, CA firm with $566M under management, 350 clients and 3 advisers in one office, as of its June 2026 filing.
Alex Markowitz’s longest registration was 12 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2011–2024). Before joining Alteri Wealth in 2024, Alex Markowitz was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Alteri WealthCurrent– present · 2 yearsWestlake Village, CA · Adviser representative · Firm CRD 331100
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 12 yearsWestlake Village, CA · Adviser representative · Firm CRD 7691
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 16 December 2011 |
| Series 7 | General Securities Representative Examination | 17 November 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Alex G Markowitz
- CRD
- 5891998
- Firm
- Alteri Wealth · CRD 331100
- Role
- Founding Member and Manager
- Office
- 4195 EAST THOUSAND OAKS BLVD., SUITE 250, Westlake Village, CA 91362
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 2011
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Alex Markowitz work?
Alex Markowitz has been Founding Member and Manager of Alteri Wealth LLC since May 2024, and is a control person of the firm.
Is Alex Markowitz a financial advisor?
Yes. Alex Markowitz has a current investment-adviser registration, through Alteri Wealth since May 2024.
How many years of experience does Alex Markowitz have?
Alex Markowitz has 14 years in the financial industry, since November 2011, across 2 adviser firms.
What exams has Alex Markowitz passed?
Alex Markowitz has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in November 2011. FINRA credited Alex Markowitz with the SIE, which began in October 2018.
Where is Alex Markowitz based?
Alex Markowitz’s registered office is in Westlake Village, CA.
Is Alex Markowitz registered with FINRA?
Yes. Alex Markowitz has a current broker registration, under CRD 5891998.
Source: FINRA BrokerCheck
How can I verify Alex Markowitz’s record?
Search CRD 5891998 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Alex Markowitz’s full registration record.
- Veronica HoyChief Operating Officer
- Roseann HigginsChief Compliance Officer
- Michelle GruberFounding Member and Manager