Michael Thompson has been Partner & Wealth Advisor of Spectrum Wealth Advisory Group since March 2019, is a control person of the firm and directly owns between 5% and 10% of it.
Spectrum Wealth Advisory Group, LLC is a Granite Bay, CA firm with $445M under management, 670 clients and 4 advisers in one office, as of its March 2026 filing.
Michael Thompson’s longest registration is the current one, 7 years at Spectrum Wealth Advisory Group since 2019. Before joining Spectrum Wealth Advisory Group in 2019, Michael Thompson was registered through The Wealth Consulting Group and LPL Financial LLC.
- Rutherford Capital, Inc.Also current– present · 4 yearsGranite Bay, CA · Adviser representative · Firm CRD 319416
- – present · 7 yearsGranite Bay, CA · Adviser representative · Firm CRD 298632
- The Wealth Consulting Group– · 2 yearsGranite Bay, CA · Adviser representative · Firm CRD 173194
- LPL Financial LLC– · 2 yearsFort Mill, SC · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Michael Thompson is registered as an investment adviser representative in California, since January 2019.
- CaliforniaSince 30 January 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 4 December 2013 |
| Series 7 | General Securities Representative Examination | 29 October 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Rutherford Thompson
- CRD
- 6211875
- Firm
- Spectrum Wealth Advisory Group · CRD 298632
- Role
- Partner & Wealth Advisor
- Office
- 5925 GRANITE LAKE DRIVE, SUITE 130, Granite Bay, CA 95746
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2013
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Michael Thompson work?
Michael Thompson has been Partner & Wealth Advisor of Spectrum Wealth Advisory Group, LLC since March 2019, and is a control person of the firm.
Is Michael Thompson a financial advisor?
Yes. Michael Thompson has a current investment-adviser registration in California, through Spectrum Wealth Advisory Group since January 2019.
How many years of experience does Michael Thompson have?
Michael Thompson has 12 years in the financial industry, since October 2013, across 4 adviser firms.
What exams has Michael Thompson passed?
Michael Thompson has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2013. FINRA credited Michael Thompson with the SIE, which began in October 2018.
Where did Michael Thompson work before Spectrum Wealth Advisory Group?
Before Spectrum Wealth Advisory Group, Michael Thompson was registered through The Wealth Consulting Group, April 2016 to January 2019; LPL Financial LLC, December 2013 to September 2016.
Where is Michael Thompson based?
Michael Thompson’s registered office is in Granite Bay, CA.
Is Michael Thompson registered with FINRA?
Yes. Michael Thompson has a current broker registration, under CRD 6211875.
Source: FINRA BrokerCheck
How can I verify Michael Thompson’s record?
Search CRD 6211875 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Thompson’s full registration record.