Kenneth Christie has been Chief Compliance Officer & Managing Member of Spectrum Wealth Advisory Group since September 2018, is a control person of the firm and directly owns 75% or more of it.
Spectrum Wealth Advisory Group, LLC is a Granite Bay, CA firm with $445M under management, 670 clients and 4 advisers in one office, as of its March 2026 filing.
Kenneth Christie’s longest registration was 12 years at LPL Financial LLC (2006–2019). Before joining Spectrum Wealth Advisory Group in 2018, Kenneth Christie was registered through The Wealth Consulting Group and LPL Financial LLC.
- – present · 8 yearsGranite Bay, CA · Adviser representative · Firm CRD 298632
- The Wealth Consulting Group– · 2 yearsGranite Bay, CA · Adviser representative · Firm CRD 173194
- LPL Financial LLC– · 12 yearsGranite Bay, CA · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Kenneth Christie is registered as an investment adviser representative in 3 states. Each was approved in September 2018.
- CaliforniaSince 21 September 2018
- TexasSince 21 September 2018
- WashingtonSince 21 September 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 14 November 2006 |
| Series 66 | Uniform Combined State Law Examination | 3 August 2006 |
| Series 7 | General Securities Representative Examination | 23 November 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 July 1992 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 21 May 1992 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Kenneth Lee Christie
- CRD
- 2218257
- Firm
- Spectrum Wealth Advisory Group · CRD 298632
- Role
- Chief Compliance Officer & Managing Member
- Office
- 5925 GRANITE LAKE DRIVE, SUITE 130, Granite Bay, CA 95746
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 1992
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Kenneth Christie work?
Kenneth Christie has been Chief Compliance Officer & Managing Member of Spectrum Wealth Advisory Group, LLC since September 2018, and is a control person of the firm.
Is Kenneth Christie a financial advisor?
Yes. Kenneth Christie has a current investment-adviser registration in California, Texas and Washington, through Spectrum Wealth Advisory Group since September 2018.
How many years of experience does Kenneth Christie have?
Kenneth Christie has 34 years in the financial industry, since May 1992, across 3 adviser firms.
What exams has Kenneth Christie passed?
Kenneth Christie has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 66 and Series 24. The earliest, the Series 6, was passed in May 1992. FINRA credited Kenneth Christie with the SIE, which began in October 2018.
Where is Kenneth Christie based?
Kenneth Christie’s registered office is in Granite Bay, CA.
Is Kenneth Christie registered with FINRA?
Yes. Kenneth Christie has a current broker registration, under CRD 2218257.
Source: FINRA BrokerCheck
How can I verify Kenneth Christie’s record?
Search CRD 2218257 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Kenneth Christie’s full registration record.