Michael Pedlow has been EVP, Chief Compliance Officer of Kestra Advisory Services since April 2015, is a control person of the firm and directly owns under 5% of it.
Kestra Advisory Services, LLC is an Austin, TX firm with $79.8B under management, 117,403 clients and 1,359 advisers across 545 offices, as of its September 2026 filing.
Michael Pedlow’s longest registration is the current one, 10 years at Kestra Advisory Services since 2016. Before joining Kestra Advisory Services in 2016, Michael Pedlow was registered through Delessert Financial Services Inc and NFP Advisor Services, LLC.
- – present · 10 yearsAustin, TX · Adviser representative · Firm CRD 283330
- Delessert Financial Services Inc– · under a yearWaltham, MA · Adviser representative · Firm CRD 106005
- NFP Advisor Services, LLC– · 6 yearsAustin, TX · Adviser representative · Firm CRD 42046
- Raymond James Financial Services Advisors, Inc– · under a yearSt. Petersburg, FL · Adviser representative · Firm CRD 149018
- Raymond James Financial Services– · 3 yearsSt. Petersburg, FL · Adviser representative · Firm CRD 6694
Investment adviser representative registrations
Michael Pedlow is registered as an investment adviser representative in Texas, since April 2016.
- TexasSince 19 April 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 8 March 2007 |
| Series 66 | Uniform Combined State Law Examination | 27 February 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 December 2004 |
| Series 7 | General Securities Representative Examination | 22 December 2004 |
- Name
- Compliance Officer Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Ross Pedlow
- CRD
- 4871563
- Firm
- Kestra Advisory Services · CRD 283330
- Role
- EVP, Chief Compliance Officer
- Office
- 5707 Southwest Parkway, Bld 2, Suite 400, Austin, TX 78735
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 2005
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Michael Pedlow work?
Michael Pedlow has been EVP, Chief Compliance Officer of Kestra Advisory Services, LLC since April 2015, and is a control person of the firm.
Is Michael Pedlow a financial advisor?
Yes. Michael Pedlow has a current investment-adviser registration in Texas, through Kestra Advisory Services since April 2016.
How many years of experience does Michael Pedlow have?
Michael Pedlow has 21 years in the financial industry, since January 2005, across 5 adviser firms.
What exams has Michael Pedlow passed?
Michael Pedlow has passed 5 licensing exams: the Series 7, Series 63, Series 66, Series 24 and Series 14. The earliest, the Series 7, was passed in December 2004. FINRA credited Michael Pedlow with the SIE, which began in October 2018.
Where did Michael Pedlow work before Kestra Advisory Services?
Before Kestra Advisory Services, Michael Pedlow was registered through Delessert Financial Services Inc, May 2012 to May 2012; Raymond James Financial Services Advisors, Inc, August 2009 to June 2010; Raymond James Financial Services, March 2006 to October 2009.
Where is Michael Pedlow based?
Michael Pedlow’s registered office is in Austin, TX.
Is Michael Pedlow registered with FINRA?
Yes. Michael Pedlow has a current broker registration, under CRD 4871563.
Source: FINRA BrokerCheck
How can I verify Michael Pedlow’s record?
Search CRD 4871563 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Pedlow’s full registration record.
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