John Amore has been President of Kestra Advisory Services since April 2025, is a control person of the firm and directly owns under 5% of it.
Kestra Advisory Services, LLC is an Austin, TX firm with $79.8B under management, 117,403 clients and 1,359 advisers across 545 offices, as of its September 2026 filing.
John Amore’s longest registration was 9 years at UBS Financial Services Inc. (2010–2019). Before joining Kestra Advisory Services in 2019, John Amore was registered through UBS Financial Services Inc. and UBS International Inc.
- – present · 6 yearsAustin, TX · Adviser representative · Firm CRD 283330
- UBS Financial Services Inc.– · 9 yearsWeehawken, NJ · Adviser representative · Firm CRD 8174
- UBS International Inc.– · 1 yearNew York, NY · Adviser representative · Firm CRD 107726
Investment adviser representative registrations
John Amore is registered as an investment adviser representative in Texas, since November 2019.
- TexasSince 6 November 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 30 August 2017 |
| Series 3 | National Commodity Futures Examination | 8 October 2012 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 29 February 2008 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 5 February 2008 |
| Series 66 | Uniform Combined State Law Examination | 19 December 2007 |
| Series 7 | General Securities Representative Examination | 13 November 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John Vincent Amore
- CRD
- 5430932
- Firm
- Kestra Advisory Services · CRD 283330
- Role
- President
- Office
- 5707 SOUTHWEST PARKWAY, BUILDING 2, SUITE 400, Austin, TX 78735
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2007
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does John Amore work?
John Amore has been President of Kestra Advisory Services, LLC since April 2025, and is a control person of the firm.
Is John Amore a financial advisor?
Yes. John Amore has a current investment-adviser registration in Texas, through Kestra Advisory Services since November 2019.
How many years of experience does John Amore have?
John Amore has 18 years in the financial industry, since December 2007, across 3 adviser firms.
What exams has John Amore passed?
John Amore has passed 6 licensing exams: the Series 7, Series 66, Series 9, Series 10, Series 3 and Series 24. The earliest, the Series 7, was passed in November 2007. FINRA credited John Amore with the SIE, which began in October 2018.
Where did John Amore work before Kestra Advisory Services?
Before Kestra Advisory Services, John Amore was registered through UBS Financial Services Inc., January 2010 to September 2019; UBS International Inc., January 2008 to January 2010.
Where is John Amore based?
John Amore’s registered office is in Austin, TX.
Is John Amore registered with FINRA?
Yes. John Amore has a current broker registration, under CRD 5430932.
Source: FINRA BrokerCheck
How can I verify John Amore’s record?
Search CRD 5430932 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish John Amore’s full registration record.
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