Mark Schoenbeck has been EVP, Advisor Engagement of Kestra Advisory Services since July 2017, is a control person of the firm and directly owns under 5% of it.
Kestra Advisory Services, LLC is an Austin, TX firm with $79.8B under management, 117,403 clients and 1,359 advisers across 545 offices, as of its September 2026 filing.
Mark Schoenbeck’s longest registration is the current one, 10 years at Kestra Advisory Services since 2016. Before joining Kestra Advisory Services in 2016, Mark Schoenbeck was registered through NFP Advisor Services, LLC and Curian Capital, LLC.
- – present · 10 yearsAustin, TX · Adviser representative · Firm CRD 283330
- NFP Advisor Services, LLC– · under a yearAustin, TX · Adviser representative · Firm CRD 42046
- Curian Capital, LLC– · 4 yearsDenver, CO · Adviser representative · Firm CRD 120270
- Genworth Financial Wealth Management, Inc.– · 2 yearsPleasant Hill, CA · Adviser representative · Firm CRD 109018
- Curian Capital, LLC– · 1 yearDenver, CO · Adviser representative · Firm CRD 120270
- Mutual Service Corporation– · 4 yearsWest Palm Beach, FL · Adviser representative · Firm CRD 4806
Investment adviser representative registrations
Mark Schoenbeck is registered as an investment adviser representative in Texas, since April 2016.
- TexasSince 22 April 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 13 May 1998 |
| Series 24 | General Securities Principal Examination | 15 November 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 August 1995 |
| Series 7 | General Securities Representative Examination | 19 June 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mark Paul Schoenbeck
- CRD
- 2625829
- Firm
- Kestra Advisory Services · CRD 283330
- Role
- EVP, Advisor Engagement
- Office
- 5707 SOUTHWEST PARKWAY, BUILDING 2, SUITE 400, Austin, TX 78735
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 1995
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Mark Schoenbeck work?
Mark Schoenbeck has been EVP, Advisor Engagement of Kestra Advisory Services, LLC since July 2017, and is a control person of the firm.
Is Mark Schoenbeck a financial advisor?
Yes. Mark Schoenbeck has a current investment-adviser registration in Texas, through Kestra Advisory Services since April 2016.
How many years of experience does Mark Schoenbeck have?
Mark Schoenbeck has 31 years in the financial industry, since September 1995, across 5 adviser firms.
What exams has Mark Schoenbeck passed?
Mark Schoenbeck has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 7, was passed in June 1995. FINRA credited Mark Schoenbeck with the SIE, which began in October 2018.
Where did Mark Schoenbeck work before Kestra Advisory Services?
Before Kestra Advisory Services, Mark Schoenbeck was registered through Curian Capital, LLC, January 2011 to January 2016; Genworth Financial Wealth Management, Inc., October 2008 to January 2011; Curian Capital, LLC, June 2005 to April 2007; Mutual Service Corporation, June 2000 to June 2005.
Where is Mark Schoenbeck based?
Mark Schoenbeck’s registered office is in Austin, TX.
Is Mark Schoenbeck registered with FINRA?
Yes. Mark Schoenbeck has a current broker registration, under CRD 2625829.
Source: FINRA BrokerCheck
How can I verify Mark Schoenbeck’s record?
Search CRD 2625829 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mark Schoenbeck’s full registration record.
- John AmorePresident
- Scott ZegersChief Financial Officer
- Michael PedlowEVP, Chief Compliance Officer
- Jeremy CarrEVP, General Counsel
- Jean-Luc DupontHead of Cybersecurity and Technology Risk
- Vinay KantEVP, Chief Digital Technology Officer
- Angela XavierEVP, Client Experience Officer
- Yin YinController