Michael Lantz has been Managing Principal/LLC Member of Lantz Financial since June 2018, is a control person of the firm and directly owns 75% or more of it.
Lantz Financial LLC is a Naperville, IL firm with $994M under management, 669 clients and 6 advisers across 2 offices, as of its September 2026 filing.
Michael Lantz is Managing Principal and Senior Financial Advisor of Lantz Financial. Lantz founded Lantz Financial in 2017, after 25-plus years in the business. Earlier, Lantz spent many years at AG Edwards as an advisor and branch manager until that firm merged with Wachovia and what became Wells Fargo Advisors.
Michael Lantz’s longest registration was 9 years at Wells Fargo Clearing Services, LLC (2008–2017). Before joining Lantz Financial in 2018, Michael Lantz was registered through Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC.
- Lantz Financial LLCCurrent– present · 8 yearsNaperville, IL · Adviser representative · Firm CRD 297573
- Wells Fargo Advisors Financial Network, LLC– · 1 yearNaperville, IL · Adviser representative · Firm CRD 11025
- Wells Fargo Clearing Services, LLC– · 9 yearsNaperville, IL · Adviser representative · Firm CRD 19616
- A. G. Edwards & Sons, Inc.– · 7 yearsNaperville, IL · Adviser representative · Firm CRD 4
Investment adviser representative registrations
Michael Lantz is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from September 2018; the most recent is Florida, in January 2023.
- FloridaSince 25 January 2023
- IllinoisSince 24 September 2018
- TexasResidentSince 25 September 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 27 April 2009 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 25 April 2001 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 22 February 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 October 1990 |
| Series 7 | General Securities Representative Examination | 17 October 1990 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Jon Lantz
- CRD
- 2099896
- Firm
- Lantz Financial · CRD 297573
- Role
- Managing Principal/LLC Member
- Office
- 1733 PARK STREET, SUITE 350, Naperville, IL 60563
- Registration
- Investment adviser registration
- In the industry since
- October 1990
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lantzteam.com
Where does Michael Lantz work?
Michael Lantz has been Managing Principal/LLC Member of Lantz Financial LLC since June 2018, and is a control person of the firm.
Is Michael Lantz a financial advisor?
Yes. Michael Lantz has a current investment-adviser registration in Florida, Illinois and Texas, through Lantz Financial since September 2018.
How many years of experience does Michael Lantz have?
Michael Lantz has 36 years in the financial industry, since October 1990, across 4 adviser firms.
What exams has Michael Lantz passed?
Michael Lantz has passed 5 licensing exams: the Series 7, Series 63, Series 9, Series 10 and Series 31. The earliest, the Series 7, was passed in October 1990. FINRA credited Michael Lantz with the SIE, which began in October 2018.
Where did Michael Lantz work before Lantz Financial?
Before Lantz Financial, Michael Lantz was registered through Wells Fargo Clearing Services, LLC, January 2008 to May 2017; A. G. Edwards & Sons, Inc., November 2000 to January 2008.
Where is Michael Lantz based?
Michael Lantz’s registered office is in Naperville, IL.
Is Michael Lantz registered with FINRA?
No. Michael Lantz has no current broker registration.
How can I verify Michael Lantz’s record?
Search CRD 2099896 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Lantz’s full registration record.
