Daniel Rohlfing has been LLC Member/Manager of Lantz Financial since June 2021, is a control person of the firm and directly owns between 25% and 50% of it. Daniel Rohlfing studied Degrees in Computer Science and Finance at North Central College.
Lantz Financial LLC is a Naperville, IL firm with $994M under management, 669 clients and 6 advisers across 2 offices, as of its September 2026 filing.
Daniel Rohlfing is Principal and Senior Financial Advisor of Lantz Financial. Before joining the Lantz Team, Rohlfing worked for five years with a planning firm. Rohlfing splits most of each day between working directly with clients on their long-term plans and the analytical side of those plans.
Daniel Rohlfing’s longest registration was 9 years at Wells Fargo Clearing Services, LLC (2008–2017). Before joining Lantz Financial in 2018, Daniel Rohlfing was registered through Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC.
- Lantz Financial LLCCurrent– present · 8 yearsNaperville, IL · Adviser representative · Firm CRD 297573
- Wells Fargo Advisors Financial Network, LLC– · 1 yearNaperville, IL · Adviser representative · Firm CRD 11025
- Wells Fargo Clearing Services, LLC– · 9 yearsNaperville, IL · Adviser representative · Firm CRD 19616
- A. G. Edwards & Sons, Inc.– · 1 yearNaperville, IL · Adviser representative · Firm CRD 4
Professional designations
Listed by Lantz Financial
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Daniel Rohlfing is registered as an investment adviser representative in 2 states. The first approvals date from September 2018; the most recent is Texas, in December 2019.
- IllinoisSince 24 September 2018
- TexasSince 10 December 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 15 September 2006 |
| Series 7 | General Securities Representative Examination | 1 September 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Daniel Bryan Rohlfing
- CRD
- 4177008
- Firm
- Lantz Financial · CRD 297573
- Role
- LLC Member/Manager
- Office
- 1733 PARK STREET, SUITE 350, Naperville, IL 60563
- Registration
- Investment adviser registration
- In the industry since
- September 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lantzteam.com
Where does Daniel Rohlfing work?
Daniel Rohlfing has been LLC Member/Manager of Lantz Financial LLC since June 2021, and is a control person of the firm.
Is Daniel Rohlfing a financial advisor?
Yes. Daniel Rohlfing has a current investment-adviser registration in Illinois and Texas, through Lantz Financial since September 2018.
How many years of experience does Daniel Rohlfing have?
Daniel Rohlfing has 20 years in the financial industry, since September 2006, across 4 adviser firms.
What exams has Daniel Rohlfing passed?
Daniel Rohlfing has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2006. FINRA credited Daniel Rohlfing with the SIE, which began in October 2018.
Where did Daniel Rohlfing work before Lantz Financial?
Before Lantz Financial, Daniel Rohlfing was registered through Wells Fargo Clearing Services, LLC, January 2008 to May 2017; A. G. Edwards & Sons, Inc., September 2006 to January 2008.
Where is Daniel Rohlfing based?
Daniel Rohlfing’s registered office is in Naperville, IL.
Is Daniel Rohlfing registered with FINRA?
No. Daniel Rohlfing has no current broker registration.
Is Daniel Rohlfing a CFP?
Lantz Financial lists Daniel Rohlfing with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Daniel Rohlfing’s record?
Search CRD 4177008 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Rohlfing’s full registration record.
