Kristin Crowley has been Chief Compliance Officer of Lantz Financial since March 2023, is a control person of the firm and directly owns under 5% of it.
Lantz Financial LLC is a Naperville, IL firm with $994M under management, 669 clients and 6 advisers across 2 offices, as of its September 2026 filing.
- Lantz Financial LLCCurrent– present · 3 yearsNaperville, IL · Adviser representative · Firm CRD 297573
Investment adviser representative registrations
Kristin Crowley is registered as an investment adviser representative in Illinois, since March 2023.
- IllinoisSince 11 March 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 11 March 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Kristin M Crowley
- CRD
- 7073809
- Firm
- Lantz Financial · CRD 297573
- Role
- Chief Compliance Officer
- Office
- 1733 PARK STREET, SUITE 350, Naperville, IL 60563
- Registration
- Investment adviser registration
- In the industry since
- March 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Kristin Crowley work?
Kristin Crowley has been Chief Compliance Officer of Lantz Financial LLC since March 2023, and is a control person of the firm.
Is Kristin Crowley a financial advisor?
Yes. Kristin Crowley has a current investment-adviser registration in Illinois, through Lantz Financial since March 2023.
How many years of experience does Kristin Crowley have?
Kristin Crowley has 3 years in the financial industry, since March 2023, across 1 adviser firm.
What exams has Kristin Crowley passed?
Kristin Crowley passed the Series 65 in March 2023.
Where is Kristin Crowley based?
Kristin Crowley’s registered office is in Naperville, IL.
Is Kristin Crowley registered with FINRA?
No. Kristin Crowley has no current broker registration.
How can I verify Kristin Crowley’s record?
Search CRD 7073809 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kristin Crowley’s full registration record.
