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Michael Hricko

Chief Financial Officer at Janney Montgomery Scott

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Michael Hricko is Chief Financial Officer of Janney Montgomery Scott LLC, a Philadelphia investment adviser managing $110B. Michael Hricko has a current broker registration and no current investment-adviser registration and has passed the Series 99, Series 27, SIE and Series 7TO.

Role at Janney Montgomery Scott

Title on Schedule A
Chief Financial Officer
Control
Michael Hricko is not a control person of Janney Montgomery Scott.
Ownership
An individual ownership band is not available in the source record.
Tenure
Michael Hricko has held the filed role since February 2023.

The firm

Janney Montgomery Scott LLC
Philadelphia, PA

Form ADV filed 30 June 2026

$110B AUM243,808 clients1,614 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 7TO · 2022
  2. Passed SIE · 2018
  3. Passed Series 27 · 2013
  4. Passed Series 99 · 2012

Registrations and exams

Broker registration; no current adviser registration. Michael Hricko has passed 4 qualifying exams.

Examinations

Series 2717 July 2013
Name
Financial and Operations Principal Examination
Series 7TO22 November 2022
Name
General Securities Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 9915 October 2012
Name
Operations Professional Examination

Individual record

Full name
Michael J Hricko
CRD
4509746
Firm
Janney Montgomery Scott LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Michael Hricko work?

Michael Hricko has been Chief Financial Officer of Janney Montgomery Scott LLC since February 2023.

Source: Form ADV, Schedule A, filed 30 June 2026

Does Michael Hricko have a current investment-adviser registration?

Michael Hricko has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Michael Hricko passed?

Michael Hricko has passed 4 licensing exams: the Series 99, Series 27, SIE and Series 7TO. The earliest, the Series 99, was passed in October 2012.

Source: IAPD individual record, checked 17 October 2026

Leadership at Janney Montgomery Scott

Sources

  1. IAPD individual record, CRD 4509746. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Janney Montgomery Scott LLC, filed 30 June 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Michael Hricko or Janney Montgomery Scott LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.