Career
Jessica Lempa has been Ia CCO of Janney Montgomery Scott since May 2018. Jessica Lempa is not listed as a control person, but directly owns under 5% of the firm.
Janney Montgomery Scott LLC is a Philadelphia, PA firm with $110B under management, 243,808 clients and 1,614 advisers across 139 offices, as of its June 2026 filing.
No adviser firm registrations are on Jessica Lempa’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 22 December 2010 |
| Series 24 | General Securities Principal Examination | 25 May 2010 |
| Series 7 | General Securities Representative Examination | 22 December 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 April 2007 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 February 2007 |
- Name
- Compliance Officer Examination
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Jessica Ellen Lempa
- CRD
- 5276453
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Jessica Lempa work?
Jessica Lempa has been Ia CCO of Janney Montgomery Scott LLC since May 2018.
Does Jessica Lempa have a current investment-adviser registration?
Jessica Lempa has a current broker registration and no current investment-adviser registration.
What exams has Jessica Lempa passed?
Jessica Lempa has passed 7 licensing exams: the Series 6, Series 63, Series 7, Series 24, Series 53, Series 14 and Series 52TO. The earliest, the Series 6, was passed in February 2007. FINRA credited Jessica Lempa with the SIE, which began in October 2018.
Leadership at Janney Montgomery Scott
Anthony MillerDirector, President and CEO- Michael HrickoChief Financial Officer
Brett RiggiChief Operating Officer- Caroline HallChief Compliance Officer
- Daneen Elizabeth DowneyDeputy General Counsel
- Christopher FuscoROSFP
Gregory McsheaGeneral Counsel
David MullanPrincipal Operations Officer
Kevin ReedExecutive Officer