Michael Hathaway has been Assistant CFO of Epsilon Financial Group since July 2021, is a control person of the firm and directly owns between 5% and 10% of it.
Epsilon Financial Group, Inc. is a Fairfield, CA firm with $626M under management, 434 clients and 5 advisers across 3 offices, as of its June 2026 filing.
Michael Hathaway’s longest registration is the current one, 6 years at Epsilon Financial Group since 2020. Before joining Epsilon Financial Group in 2020, Michael Hathaway was registered through Prudential Financial Planning Services.
- – present · 6 yearsFairfield, CA · Adviser representative · Firm CRD 111990
- Prudential Financial Planning Services– · under a yearSan Jose, CA · Adviser representative · Firm CRD 5685
Investment adviser representative registrations
Michael Hathaway is registered as an investment adviser representative in California, since January 2020.
- CaliforniaSince 4 January 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 8 March 2018 |
| Series 7 | General Securities Representative Examination | 17 January 2018 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 October 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Michael Jeffrey Hathaway
- CRD
- 2945759
- Firm
- Epsilon Financial Group · CRD 111990
- Role
- Assistant CFO
- Office
- 2801 WATERMAN BLVD., SUITE 250, Fairfield, CA 94534
- Registration
- Investment adviser registration
- In the industry since
- August 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Hathaway work?
Michael Hathaway has been Assistant CFO of Epsilon Financial Group, Inc. since July 2021, and is a control person of the firm.
Is Michael Hathaway a financial advisor?
Yes. Michael Hathaway has a current investment-adviser registration in California, through Epsilon Financial Group since January 2020.
How many years of experience does Michael Hathaway have?
Michael Hathaway has 10 years in the financial industry, since August 2016, across 2 adviser firms.
What exams has Michael Hathaway passed?
Michael Hathaway has passed 3 licensing exams: the Series 63, Series 7 and Series 66. The earliest, the Series 63, was passed in October 1997. FINRA credited Michael Hathaway with the SIE, which began in October 2018.
Where did Michael Hathaway work before Epsilon Financial Group?
Before Epsilon Financial Group, Michael Hathaway was registered through Prudential Financial Planning Services, May 2018 to August 2018.
Where is Michael Hathaway based?
Michael Hathaway’s registered office is in Fairfield, CA.
Is Michael Hathaway registered with FINRA?
No. Michael Hathaway has no current broker registration.
How can I verify Michael Hathaway’s record?
Search CRD 2945759 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Hathaway’s full registration record.