Leo Martinez has been Secretary of Epsilon Financial Group since January 2023, is a control person of the firm and directly owns between 5% and 10% of it.
Epsilon Financial Group, Inc. is a Fairfield, CA firm with $626M under management, 434 clients and 5 advisers across 3 offices, as of its June 2026 filing.
Leo Martinez’s longest registration is the current one, 19 years at Epsilon Financial Group since 2007. Before joining Epsilon Financial Group in 2007, Leo Martinez was registered through Merrill Lynch Pierce Fenner & Smith Inc. and Waddell & Reed, Inc.
- – present · 19 yearsFairfield, CA · Adviser representative · Firm CRD 111990
- Merrill Lynch Pierce Fenner & Smith Inc.– · 1 yearNapa, CA · Adviser representative · Firm CRD 7691
- Waddell & Reed, Inc.– · under a yearFairfield, CA · Adviser representative · Firm CRD 866
Investment adviser representative registrations
Leo Martinez is registered as an investment adviser representative in California, since October 2007.
- CaliforniaSince 17 October 2007
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 21 June 2005 |
| Series 7 | General Securities Representative Examination | 6 April 2004 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Leo Frank Martinez
- CRD
- 4684268
- Firm
- Epsilon Financial Group · CRD 111990
- Role
- Secretary
- Office
- 2801 WATERMAN BLVD., SUITE 250, Fairfield, CA 94534
- Registration
- Investment adviser registration
- In the industry since
- August 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does Leo Martinez work?
Leo Martinez has been Secretary of Epsilon Financial Group, Inc. since January 2023, and is a control person of the firm.
Is Leo Martinez a financial advisor?
Yes. Leo Martinez has a current investment-adviser registration in California, through Epsilon Financial Group since October 2007.
How many years of experience does Leo Martinez have?
Leo Martinez has 21 years in the financial industry, since August 2005, across 3 adviser firms.
What exams has Leo Martinez passed?
Leo Martinez has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2004.
Where did Leo Martinez work before Epsilon Financial Group?
Before Epsilon Financial Group, Leo Martinez was registered through Merrill Lynch Pierce Fenner & Smith Inc., October 2005 to October 2007; Waddell & Reed, Inc., June 2005 to August 2005.
Where is Leo Martinez based?
Leo Martinez’s registered office is in Fairfield, CA.
Is Leo Martinez registered with FINRA?
No. Leo Martinez has no current broker registration.
How can I verify Leo Martinez’s record?
Search CRD 4684268 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Leo Martinez’s full registration record.