Mark Sievers has been President, Chief Compliance Officer of Epsilon Financial Group since August 2005, is a control person of the firm and directly owns between 50% and 75% of it.
Epsilon Financial Group, Inc. is a Fairfield, CA firm with $626M under management, 434 clients and 5 advisers across 3 offices, as of its June 2026 filing.
- – present · 23 yearsFairfield, CA · Adviser representative · Firm CRD 111990
Investment adviser representative registrations
Mark Sievers is registered as an investment adviser representative in 7 states, as a resident of Texas. The first approvals date from November 2002; the most recent is Arizona, in May 2023.
- ArizonaSince 1 May 2023
- CaliforniaSince 21 November 2002
- IdahoSince 18 March 2023
- NevadaSince 23 March 2023
- OregonSince 18 March 2023
- TexasResidentSince 27 April 2009
- WashingtonSince 18 March 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 22 November 1989 |
| Series 24 | General Securities Principal Examination | 18 October 1983 |
| Series 7 | General Securities Representative Examination | 20 August 1983 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Mark Scott Sievers
- CRD
- 1162769
- Firm
- Epsilon Financial Group · CRD 111990
- Role
- President, Chief Compliance Officer
- Office
- 2801 WATERMAN BLVD. SUITE 250, Fairfield, CA 94534
- Registration
- Investment adviser registration
- In the industry since
- November 2002
- Disciplinary history
- Not yet shown here · SEC record
Where does Mark Sievers work?
Mark Sievers has been President, Chief Compliance Officer of Epsilon Financial Group, Inc. since August 2005, and is a control person of the firm.
Is Mark Sievers a financial advisor?
Yes. Mark Sievers has a current investment-adviser registration in Arizona, California, Idaho, Nevada, Oregon, Texas and Washington, through Epsilon Financial Group since November 2002.
How many years of experience does Mark Sievers have?
Mark Sievers has 23 years in the financial industry, since November 2002, across 1 adviser firm.
What exams has Mark Sievers passed?
Mark Sievers has passed 3 licensing exams: the Series 7, Series 24 and Series 63. The earliest, the Series 7, was passed in August 1983.
Where is Mark Sievers based?
Mark Sievers’ registered office is in Fairfield, CA.
Is Mark Sievers registered with FINRA?
No. Mark Sievers has no current broker registration.
How can I verify Mark Sievers’ record?
Search CRD 1162769 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Sievers’ full registration record.