Michael Bereznak has been an investment adviser representative at Rubicon Advisors, GP since March 2026, and is not listed among the firm’s executive officers or direct owners.
Rubicon Advisors, GP is a Redding, CA firm with $421M under management, 1,391 clients and 19 advisers across 6 offices, as of its September 2026 filing.
Michael Bereznak’s longest registration is the current one, under a year at LPL Financial LLC since 2025.
- Rubicon AdvisorsCurrent– present · under a yearRedding, CA · Adviser representative · Firm CRD 174447
- LPL Financial LLCAlso current– present · under a yearLake Almanor, CA · Adviser representative and broker · Firm CRD 6413
Investment adviser representative registrations
Michael Bereznak is registered as an investment adviser representative in California, since March 2026.
- CaliforniaSince 4 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 27 February 2026 |
| Series 7TO | General Securities Representative Examination | 30 October 2025 |
| SIE | Securities Industry Essentials Examination | 28 March 2025 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 8168239
- Firm
- Rubicon Advisors, GP · CRD 174447
- Office
- 1640 EAST CYPRESS, SUITE A, Redding, CA 96002
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2025
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Michael Bereznak work?
Michael Bereznak is an investment adviser representative registered through Rubicon Advisors, GP since March 2026, and is not listed among the firm’s executive officers or direct owners.
Is Michael Bereznak a financial advisor?
Yes. Michael Bereznak has a current investment-adviser registration in California, through Rubicon Advisors, GP since March 2026.
How many years of experience does Michael Bereznak have?
Michael Bereznak has 0 years in the financial industry, since October 2025, across 2 adviser firms.
What exams has Michael Bereznak passed?
Michael Bereznak has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in March 2025.
Where is Michael Bereznak based?
Michael Bereznak’s registered office is in Redding, CA.
Is Michael Bereznak registered with FINRA?
Yes. Michael Bereznak has a current broker registration, under CRD 8168239.
Source: FINRA BrokerCheck
How can I verify Michael Bereznak’s record?
Search CRD 8168239 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Bereznak’s full registration record.