Brian Russell has been Chief Financial and Technology Officer and Owner and Partner of Rubicon Advisors, GP since March 2015, is a control person of the firm and directly owns between 50% and 75% of it.
Rubicon Advisors, GP is a Redding, CA firm with $421M under management, 1,391 clients and 19 advisers across 6 offices, as of its September 2026 filing.
Brian Russell’s longest registration is the current one, 11 years at Rubicon Advisors, GP since 2015. Before joining Rubicon Advisors, GP in 2015, Brian Russell was registered through LPL Financial LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Rubicon AdvisorsCurrent– present · 11 yearsRoseville, CA · Adviser representative · Firm CRD 174447
- LPL Financial LLC– · 4 yearsRoseville, CA · Adviser representative · Firm CRD 6413
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 2 yearsSacramento, CA · Adviser representative · Firm CRD 7691
- Wells Fargo Advisors, LLC– · 1 yearNapa, CA · Adviser representative · Firm CRD 19616
- A. G. Edwards & Sons, Inc.– · under a yearNapa, CA · Adviser representative · Firm CRD 4
Investment adviser representative registrations
Brian Russell is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from March 2015; the most recent is Texas, in June 2022.
- CaliforniaSince 17 March 2015
- OregonSince 27 April 2015
- TexasResidentSince 16 June 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 16 October 2007 |
| Series 7 | General Securities Representative Examination | 4 October 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 December 2003 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 30 December 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Brian Bradley Russell
- CRD
- 4731676
- Firm
- Rubicon Advisors, GP · CRD 174447
- Role
- Chief Financial and Technology Officer and Owner and Partner
- Office
- 2998 Douglas Blvd., Suite 320, Roseville, CA 95611
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2003
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Brian Russell work?
Brian Russell has been Chief Financial and Technology Officer and Owner and Partner of Rubicon Advisors, GP since March 2015, and is a control person of the firm.
Is Brian Russell a financial advisor?
Yes. Brian Russell has a current investment-adviser registration in California, Oregon and Texas, through Rubicon Advisors, GP since March 2015.
How many years of experience does Brian Russell have?
Brian Russell has 22 years in the financial industry, since December 2003, across 5 adviser firms.
What exams has Brian Russell passed?
Brian Russell has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 66. The earliest, the Series 63, was passed in December 2003. FINRA credited Brian Russell with the SIE, which began in October 2018.
Where did Brian Russell work before Rubicon Advisors, GP?
Before Rubicon Advisors, GP, Brian Russell was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, September 2009 to June 2012; Wells Fargo Advisors, LLC, January 2008 to September 2009; A. G. Edwards & Sons, Inc., October 2007 to January 2008.
Where is Brian Russell based?
Brian Russell’s registered office is in Roseville, CA.
Is Brian Russell registered with FINRA?
Yes. Brian Russell has a current broker registration, under CRD 4731676.
Source: FINRA BrokerCheck
How can I verify Brian Russell’s record?
Search CRD 4731676 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Brian Russell’s full registration record.